Circulars

Below please find a list of circulars which the Listing Authority has issued to the industry on the subject matter.

OCTOBER 07, 2022
Circular addressed to Authorised Persons Entrusted with the Payment of Application Fees, Supervisory Fees, or Penalties
JULY 28, 2022
Circular on Regulation No 2015/2365 on Securities Financing Transactions Regulation (‘SFTR’ or ‘the Regulation’) – Update to the Industry
JULY 20, 2022
Circular on Updates to the Q&As on Regulation No 2015/2365 – Securities Financing Transactions Regulation (‘SFTR’ or ‘the Regulation’)
MARCH 17, 2022
Exercising Caution in Times of Heightened Cyber Threat
JANUARY 24, 2022
ICT Outsourcing Arrangements – Sector Specific Guidelines and Updated Registers
JANUARY 05, 2022
Circular on Updates to the Q&As on Regulation No 2015/2365 – Securities Financing Transactions Regulation (‘SFTR’ or ‘the Regulation’)
DECEMBER 16, 2021
Log4j Critical Vulnerability
OCTOBER 06, 2021
Circular on Updates to the Q&As on Regulation No 2015/2365 – Securities Financing Transactions Regulation (‘SFTR’ or ‘the Regulation’)
AUGUST 03, 2021
Supply Chain Security Attacks
JULY 16, 2021
Circular on Regulation No 648/2012 (‘EMIR’) and Regulation No 2015/2365 (‘SFTR’) – Final Report on the simplification and harmonisation of fees to Trade Repositories under EMIR and SFTR