Circulars

Below please find a list of circulars which the Listing Authority has issued to the industry on the subject matter.

MARCH 26, 2020
ESMA Extends Consultation Response Dates
MARCH 20, 2020
Circular on Regulation (EU) No 2015/2365 on Securities Financing Transactions (‘SFTR’) – Postponement of the reporting obligations in reaction to COVID-19 pandemic
JANUARY 20, 2020
Understanding the implications of the Securities Financing Transactions Regulation on Maltese Counterparties
JANUARY 14, 2020
Circular to the Financial Services Industry on the Securities Financing Transactions Regulation No 2015/2365 (‘SFTR’ or ‘the Regulation’) – Updates on SFTR Reporting
SEPTEMBER 25, 2019
Cybersecurity – Threat Mitigation
APRIL 23, 2018
Circular to the Financial Services Industry on the Securities Financing Transactions Regulation No 2015/2365 (‘SFTR’ or ‘the Regulation’) – Requirements affecting, inter alia, Managers of UCITS and AIFs
APRIL 23, 2018
Circular to the Financial Services Industry on the Securities Financing Transactions Regulation No 2015/2365 (‘SFTR’ or ‘the Regulation’) – Requirements affecting, inter alia, Managers of UCITS and AIFs