Consultation Procedure on the proposed changes to the Investment Services Rules largely to transpose the UCITS IV Directive
MAY 12, 2011
  • Reference Number: 04-2011
  • Expiry Date: 01/06/2011
RESOURCES
Consultation Document
INVESTMENT SERVICES RULES FOR INVESTMENT SERVICES PROVIDERS - PART A: THE APPLICATION PROCESS
INVESTMENT SERVICES RULES FOR INVESTMENT SERVICES PROVIDERS - Schedule DII
INVESTMENT SERVICES RULES FOR INVESTMENT SERVICES PROVIDERS - Schedule EII
INVESTMENT SERVICES RULES FOR INVESTMENT SERVICES PROVIDERS - PART BII: STANDARD LICENCE CONDITIONS APPLICABLE TO UCITS MANAGEMENT COMPANIES
INVESTMENT SERVICES RULES FOR INVESTMENT SERVICES PROVIDERS- PART B: STANDARD LICENCE CONDITIONS - Appendix 11- Supplementary Licence Conditions on Risk Management, Counterparty Risk Exposure and Issuer Concentration
STMENT SERVICES RULES FOR INVESTMENT SERVICES PROVIDERS- PART C: RULES FOR PERSONS EXERCISING EUROPEAN PASSPORT RIGHTS IN MALTA - Part C II: Rules for European Management Companies providing services in Malta