Investment Services Provider – Ref: 2024-81
OCTOBER 16, 2024
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of €1,500 on an AIF Manager.
BREACHES
The MFSA determined that the AIF Manager has acted in breach of SLC 5.17 of Part BII of the Investment Rules for Investment Services Providers.
REGULATORY ACTION
On 7 October 2024, the MFSA decided to impose an administrative penalty of €1,500 on the AIF Manager.
PUBLICATION
This notice is being published in terms of Article 16(8) of the Malta Financial Services Authority Act and the MFSA’s Publication Policy.