Regulatory Action against Investment Services Provider – Ref: 2024-81
OCTOBER 16, 2024

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of €1,500 on an AIF Manager.

BREACHES

The MFSA determined that the AIF Manager has acted in breach of SLC 5.17 of Part BII of the Investment Rules for Investment Services Providers.

REGULATORY ACTION

On 7 October 2024, the MFSA decided to impose an administrative penalty of €1,500 on the AIF Manager.

PUBLICATION

This notice is being published in terms of Article 16(8) of the Malta Financial Services Authority Act and the MFSA’s Publication Policy.