Conduct of Business Circulars

JANUARY 15, 2021
REMINDER to Firms of the MIFID II Rules on ‘Reverse Solicitation’ in the Context of the Recent End of the UK Transition Period
DECEMBER 23, 2020
European Securities and Markets Authority: Questions and Answers regarding Market in Financial Instruments Directive and Regulation Investor Protection and Intermediaries Topics
DECEMBER 22, 2020
Submission of the Conduct-Related Data Return for Insurance Undertakings covering H2 2020
DECEMBER 18, 2020
Submission of the Conduct-Related Data Return
DECEMBER 11, 2020
MFSA Releases its Guidance on Technology Arrangements, ICT and Security Risk Management, and Outsourcing Arrangements
NOVEMBER 09, 2020
ESMA Q&A on MiFID II and MiFIR Investor Protection and Intermediaries Topics
OCTOBER 15, 2020
EIOPA Issues Document regarding its Approach to the Supervision of Product Oversight and Governance
OCTOBER 14, 2020
Circular to Licence Holders on the MFSA’s Licence Holder Corporate Profile – An Update
OCTOBER 01, 2020
Digital Finance Package
SEPTEMBER 25, 2020
ESAs Launch Survey on Environmental and/or Social Financial Product Templates