Conduct of Business Circulars

MARCH 23, 2020
COVID-19: Clarification of issues related to the application of MiFID II requirements on the recording of telephone conversations
MARCH 21, 2020
Timing of regulatory reporting due to the outbreak of COVID-19
As outlined in previous communications, the MFSA expects regulated firms to take all reasonable measures in order to have appropriate contingency plans in place to be able to deal with any eventuality relating to the outbreak of COVID-19. Read full circular in resources below. ...
MARCH 13, 2020
Circular on Contingency Planning in light of COVID-19
MARCH 12, 2020
Notification about Interim Supervisory Measures
MARCH 03, 2020
ESMA Consultation & Other Updates
FEBRUARY 27, 2020
Notice of coming into force of Regulations – Trusts and Trustees Act (Register of Beneficial Owners) (Amendment) Regulations, 2020
FEBRUARY 18, 2020
Motor Insurance: Consumer Research on Attitudes and Behaviour
FEBRUARY 07, 2020
Common Supervisory Action in relation to MiFID II Suitability Rules
JANUARY 06, 2020
Submission of Complaints related data by Insurance Undertakings
JANUARY 02, 2020
ESMA MiFID II / MiFIR Investor Protection & Intermediaries Q&As