Conduct of Business Circulars

FEBRUARY 14, 2022
Conduct of Business Rulebook Revisions
FEBRUARY 14, 2022
ESMA Launches a Common Supervisory Action with National Competent Authorities on MiFID II Costs and Charges
FEBRUARY 08, 2022
ESMA Supervisory Briefing on Supervisory Expectations in Relation to Firms using Tied Agents in the MiFID II Framework
FEBRUARY 02, 2022
Consultation on Guidelines on Certain Aspects of the MiFID II Suitability Requirements Issued by ESMA
JANUARY 24, 2022
ICT Outsourcing Arrangements – Sector Specific Guidelines and Updated Registers
JANUARY 06, 2022
ESMA Updates
DECEMBER 20, 2021
EIOPA Issues Document Regarding the Assessment of Value for Money of Unit-Linked Insurance Products Under Product Oversight and Governance
DECEMBER 16, 2021
Log4j Critical Vulnerability
DECEMBER 15, 2021
The European Insurance and Occupational Pensions Authority (EIOPA): Questions and Answers regarding the Insurance Distribution Directive
DECEMBER 10, 2021
Submission of the Conduct-Related Data Return for Insurance Undertakings