Conduct of Business Circulars

NOVEMBER 16, 2021
Conduct of Business Rulebook Revisions
NOVEMBER 04, 2021
ESAs Publication of Call for Advice with Respect to the Review of the PRIIPS (Packaged Retail and Insurance-Based Investment Products) Regulation
OCTOBER 15, 2021
Call for Evidence on the European Commission Mandate on Certain Aspects relating to Retail Investor Protection
OCTOBER 04, 2021
Consultation on Review of the MiFID II Framework on Best Execution Reports
SEPTEMBER 30, 2021
MiFID Firms Quarterly Reporting
SEPTEMBER 02, 2021
Conduct of Business Rulebook Revisions
AUGUST 03, 2021
Supply Chain Security Attacks
JULY 29, 2021
ESMA Public Statement on Special Purpose Acquisition Companies (‘SPAC’): Investor Protection Considerations
JULY 29, 2021
ESMA Public Statement Highlighting Areas for Improvement in Compliance with MiFID II Suitability Requirements
JULY 29, 2021
Consultation on Guidelines on Certain Aspects of the MiFID II Remuneration Requirements