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Date From
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OCTOBER 24, 2019
Circular on the Submission of the CBM Investment Funds Statistical Return
Circular
Guidelines on Regulatory Reporting Requirements through the LH Portal
Contact Details Form
OCTOBER 17, 2019
Circular on the Submission of Regulatory Reporting in relation to Collective Investment Schemes, Recognised Persons and Investment Services Licence Holders
Circular
Guidelines on Regulatory Reporting Requirements and the Submission of Financial documentation through the LH Portal
OCTOBER 15, 2019
Circular on Self-Assessment on Potential Closet Indexing by Collective Investment Schemes Targeting Retail Investors
Circular
SEPTEMBER 25, 2019
Cybersecurity – Threat Mitigation
Circular
Cyber Incident Notification Form
SEPTEMBER 19, 2019
ESMA Publishes Guidelines on Liquidity Stress Testing in UCITS and AIFs
Circular
JULY 31, 2019
ESMA Publishes Consultation Paper on Performance Fees in UCITS
Circular
JULY 23, 2019
ESMA Issues Stress Testing Requirements for Money Market Funds
Circular
JUNE 28, 2019
ESMA Consults on Short-Termism in Financial Markets
Circular
JUNE 20, 2019
Updates on ESMA AIFMD and UCITS Q&As in relation to the depositary function
Circular
MAY 30, 2019
Circular to Licence Holders and Applicants for a Licence: Submission of Applications
Circular
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