Collective Investment Services Circulars

Click here for AIFMD Circulars/Guidance

MARCH 17, 2022
Exercising Caution in Times of Heightened Cyber Threat
JANUARY 24, 2022
ICT Outsourcing Arrangements – Sector Specific Guidelines and Updated Registers
JANUARY 21, 2022
ESMA Launches a Common Supervisory Action on the Valuation of UCITS and Open-Ended AIFs across the EU
JANUARY 18, 2022
Common Fund Reporting Issues with regards to the CBM Investment Funds Statistical Return
DECEMBER 21, 2021
Update on the Annual Fund Return
DECEMBER 16, 2021
Log4j Critical Vulnerability
NOVEMBER 04, 2021
ESAs Publication of Call for Advice with Respect to the Review of the PRIIPS (Packaged Retail and Insurance-Based Investment Products) Regulation
OCTOBER 26, 2021
Reporting according to Annex IV to Article 3 and 24 of the Commission Delegated Regulation (EU) No 231/2013 supplementing Directive 2011/61/EU and Annex 5 to Appendix 13 of the Investment Services Rules for Investment Services Providers Qualifying as AIFMs and De-Minimis AIFMs (“AIFMD Reporting”) – New Validation Rules on the Reporting Files
OCTOBER 01, 2021
The Implementation of the Sustainable Finance Disclosure Regulation (“SFDR”) – Notification on the process to be adopted for the submission of updates to the pre-contractual document (prospectus) by PIFs and De Minimis AIFMs
AUGUST 23, 2021
Circular on the updates made to the Investment Services Rules for Investment Services Providers and Collective Investment Schemes