Investment Services Circulars

MARCH 05, 2021
ESMA publishes Final Report on advice under Article 8 of the Taxonomy Regulation
FEBRUARY 09, 2021
The implementation of the Sustainable Finance Disclosure Regulation (“SFDR”) – Process to be adopted with respect to the submission of updates to the pre-contractual document (prospectus) of locally based Collective Investment Schemes applicable as from 10 March 2021 (“SFDR Deadline”)
FEBRUARY 03, 2021
The Investment Firms Regulation and Directive – 2nd Briefing
JANUARY 29, 2021
Circular on recent updates to the MFSA’s Frequently Asked Questions concerning the reporting of transparency information to the MFSA in terms of Articles 3 and 24 of the AIFMD
DECEMBER 23, 2020
Circular on the Recommendation of the European Systemic Risk Board of 15 December 2020 on Restriction of Distributions during the COVID-19 Pandemic
DECEMBER 18, 2020
Circularisation Exercise – R4-3.2.7 of Part B1 of the Investment Services Rules
DECEMBER 11, 2020
MFSA Releases its Guidance on Technology Arrangements, ICT and Security Risk Management, and Outsourcing Arrangements
DECEMBER 10, 2020
The Investment Firms Regulation and Directive – 1st Briefing
NOVEMBER 24, 2020
Opinion of the European Banking Authority (“The EBA”) on the Prudential Treatment of Legacy Instruments
NOVEMBER 18, 2020
Circular to the Industry on Brexit Readiness