Investment Services Circulars

APRIL 30, 2020
Extension in relation to the circular of the Users of Benchmarks in terms of the European Benchmarks Regulation response date
APRIL 17, 2020
ESMA Publishes Guidelines on Performance Fees in UCITS and Certain Types of AIFs
APRIL 06, 2020
Update on Circularisation Exercise – R4-3.2.7 of Part BI of the Investment Services Rules
APRIL 03, 2020
ESMA Publishes Consultation Paper on Guidelines on Article 25 of Directive 2011/61/EU
MARCH 26, 2020
ESMA Extends Consultation Response Dates
MARCH 21, 2020
Timing of regulatory reporting due to the outbreak of COVID-19
As outlined in previous communications, the MFSA expects regulated firms to take all reasonable measures in order to have appropriate contingency plans in place to be able to deal with any eventuality relating to the outbreak of COVID-19. Read full circular in resources below. ...
MARCH 16, 2020
Circularisation Exercise – R4-3.2.7 of Part B1 of the Investment Services Rules
MARCH 13, 2020
Circular on Contingency Planning in light of COVID-19
FEBRUARY 18, 2020
Users of Benchmarks in terms of the European Benchmarks Regulation
FEBRUARY 06, 2020
Change in the Prudential Regulation of Investment Firms – The Investment Firm Regulation and Directive