Investment Services Circulars

MARCH 21, 2020
Timing of regulatory reporting due to the outbreak of COVID-19
As outlined in previous communications, the MFSA expects regulated firms to take all reasonable measures in order to have appropriate contingency plans in place to be able to deal with any eventuality relating to the outbreak of COVID-19. Read full circular in resources below. ...
MARCH 16, 2020
Circularisation Exercise – R4-3.2.7 of Part B1 of the Investment Services Rules
MARCH 13, 2020
Circular on Contingency Planning in light of COVID-19
FEBRUARY 18, 2020
Users of Benchmarks in terms of the European Benchmarks Regulation
FEBRUARY 06, 2020
Change in the Prudential Regulation of Investment Firms – The Investment Firm Regulation and Directive
FEBRUARY 05, 2020
Circular on Market Infrastructure Matters in relation to Brexit
NOVEMBER 06, 2019
Update to Part BI: Rules applicable to Investment Services Licence Holders which qualify as MiFID Firms (“the Rules”)
NOVEMBER 06, 2019
Supervision: Risks Identified, Weaknesses and Expected Controls
OCTOBER 17, 2019
Circular on the Submission of Regulatory Reporting in relation to Collective Investment Schemes, Recognised Persons and Investment Services Licence Holders
OCTOBER 04, 2019
Circular to Custodians regarding LH Portal Submissions