Investment Services Circulars

DECEMBER 28, 2018
ESMA Statement – Reminder to firms on their MiFID obligations on the disclosure of information to clients in the context of the United Kingdom withdrawing from the European Union
NOVEMBER 13, 2018
Circular on the Revised Part BI of the Investment Services Rules for Investment Services Providers
NOVEMBER 01, 2018
Circular to Licence Holders and Applicants who are being Proposed to Hold a Position which Requires the MFSA’s prior Approval
OCTOBER 08, 2018
Circular to the Financial Services Industry on Changes to Appendix 2D
OCTOBER 04, 2018
MFSA Circular to Licence Holders on Licence Holder Corporate Profile
SEPTEMBER 14, 2018
Circular to Licence Holders and Applicants for a Licence proposing individuals for an Approved Position
JULY 25, 2018
Circular to Investment Services Licence Holders which Qualify as MiFID Firms regarding the Joint ESMA and EBA Guidelines on the Assessment of Suitability of Members of the Management Body and Key Function Holders
MAY 02, 2018
Circular to the Industry regarding changes to the MFSA’s LH Portal pertaining to the AIFMD reporting procedures
APRIL 24, 2018
Circular to the Industry on the Survey by UK’s Financial Conduct Authority (“FCA”) for EEA firms Passporting into the UK
FEBRUARY 19, 2018
Circular to the Financial Services Industry on changes to Part A of the Investment Services Rules for Investment Services Providers