Investment Services Circulars

JANUARY 09, 2017
Circular on Own Funds Requirements for Investment Firms and Fund Managers Based on Fixed Overheads under Article 97(4) of Regulation (EU) No 575/2013
NOVEMBER 11, 2016
Thematic Review on Compliance with the Remuneration provisions in terms of the AIFM Directive
AUGUST 19, 2016
Circular on Offsite Supervision – Correspondence with the Funds Supervision Team
AUGUST 18, 2016
Circular addressed to MIFID firms and UCITS/AIFMD firms Conducting MIFID Services and Activities
AUGUST 08, 2016
Circular regarding an EU Consultation Document on Review of Macro-Prudential Policy Framework
JULY 05, 2016
Circular to applicants for financial services authorisations
MAY 26, 2016
Circular to the Financial Services Industry on the Consolidation of the Maltese Fund Frameworks
MAY 20, 2016
Circular to the Financial Services Industry on changes to the Investment Services Rules
MAY 02, 2016
Circular addressed to Investment Firms Authorised to Provide Investment Advice
APRIL 26, 2016
Circular to the Financial Services Industry on the European Long-Term Investment Funds Regulation