Investment Services Circulars

NOVEMBER 04, 2015
Circular to Investment Services Licence Holders on the Assessment of Appropriateness and Suitability of Investment Products or Instruments as Required by the Investment Services Rules
OCTOBER 20, 2015
Note for Information PQ
OCTOBER 15, 2015
Circular to Collective Investment Schemes and Fund Managers on the Authority’s Thematic Review on Compliance with Requirements on Governance, Compliance and Risk Management
JULY 30, 2015
Notice to applicants for a Category 2 or Category 3 Investment Services Licence that would like to carry out Online Forex Trading
JULY 30, 2015
Notice to Applicants for a Category 3 Investment Services Licence that would like to carry out Binary Options Trading
JULY 14, 2015
Notice to applicants for a Category 3 Investment Services Licence that would like to carry out Binary Options Trading
JULY 14, 2015
Notice to applicants for a Category 2 or Category 3 Investment Services Licence that would like to carry out Online Forex Trading
MAY 19, 2015
Circular on PIFs and AIFs
FEBRUARY 03, 2015
Circular to the Financial Services Industry on the Issue of the PRIIPS Regulation
JANUARY 21, 2015
Circular to the Financial Services Industry on changes Regarding the Swiss Franc Exchange Rate