Investment Services Circulars

NOVEMBER 30, 2005
Annotated Presentation of Regulated Markets and National Provisions Implementing relevant Requirements of ISD (93/22/EEC)
SEPTEMBER 30, 2005
Explanatory Note regarding the issue of:- Prevention of Financial Markets Abuse (Disclosure and Notification) (Amendment) Regulations, 2005
AUGUST 01, 2005
RE: Performance Fees Payable to Retail Fund Managers or Advisors
JUNE 27, 2005
RE: Performance Fee Payable to Retail Fund Managers or Advisors
JUNE 17, 2005
Circular to Category 1 to 4 Investment Services Licence Holders
JUNE 21, 2004
Non UCITS Schemes Marketed in Malta in Terms of SLC 5.32 of the Investment Services Guidelines
MAY 21, 2004
Applicability of the EU UCITS Directive to:
Foreign UCITS licensed by the MFSA as a pre-requisite for listing on the MSE Foreign UCITS Authorised for Active Promotion by the MFSA in terms of SLC 5.32 of the Investment Services Guidelines ...
MARCH 11, 2004
Circular to Investment Services Licence Holders
OCTOBER 27, 2003
Professional Indemnity Insurance for Investment Services Licence Holders