Investment Services Circulars

MARCH 24, 2023
MFSA’s Findings and Observations Identified During the ESMA Common Supervisory Action on Valuation of UCITS and Open-Ended AIFs
JANUARY 16, 2023
Important Changes Affecting AIFMD Reporting Submissions
JANUARY 03, 2023
Circular to Investment Firms in relation to the Publication of Four Investment Firm Guidelines by ESAs
DECEMBER 22, 2022
Communication to the Industry on the Applicability of Regulation (EU) No 1286/2014 on Key Information Documents for Packaged Retail and Insurance-Based Investment Products (PRIIPs) to Funds and Fund Managers
NOVEMBER 30, 2022
Amendments to Appendix 2B to Part B of the Investment Services Rules for Investment Services Providers (Financial Return for Fund Managers) to Include Additional Fields
NOVEMBER 24, 2022
Publication of a Revised Application Form for Investment Firms
NOVEMBER 15, 2022
Use of Electronic Signatures
OCTOBER 07, 2022
Circular addressed to Authorised Persons Entrusted with the Payment of Application Fees, Supervisory Fees, or Penalties
OCTOBER 04, 2022
Amendments to the Investment Services Rulebooks to Implement the Revised ESMA Guidelines on Stress Test Scenarios under the Money Market Funds Regulation
SEPTEMBER 30, 2022
Revisions to the MiFID Firms Quarterly Reporting