Investment Services Circulars

JUNE 08, 2023
Update on EU Developments and Publications Relevant to the Asset Management Sector
MAY 31, 2023
Publication of Revised Application Forms for Fund Managers
APRIL 18, 2023
Circular to the Financial Services Industry on the Legal Entity Identifier (‘LEI’) and Data Quality on the Licence Holder (LH) Portal
APRIL 12, 2023
The Nature and Art of Financial Supervision – Investment Services Supervision & Conduct Supervision – Initial Study on Sustainability‐Related Website Disclosures in Terms of the Sustainable Finance Disclosure Regulation
APRIL 12, 2023
Amendments to the Investment Services Rulebooks in relation to the Money Market Funds Regulation
MARCH 24, 2023
MFSA’s Findings and Observations Identified During the ESMA Common Supervisory Action on Valuation of UCITS and Open-Ended AIFs
JANUARY 16, 2023
Important Changes Affecting AIFMD Reporting Submissions
JANUARY 03, 2023
Circular to Investment Firms in relation to the Publication of Four Investment Firm Guidelines by ESAs
DECEMBER 22, 2022
Communication to the Industry on the Applicability of Regulation (EU) No 1286/2014 on Key Information Documents for Packaged Retail and Insurance-Based Investment Products (PRIIPs) to Funds and Fund Managers
NOVEMBER 30, 2022
Amendments to Appendix 2B to Part B of the Investment Services Rules for Investment Services Providers (Financial Return for Fund Managers) to Include Additional Fields