Investment Services Circulars

APRIL 11, 2022
The Introduction of Appendix 2E – A New Regulatory Return for Licence Holders Offering Depositary Services Solely to Collective Investment Schemes
APRIL 11, 2022
Outcome of the 2021 Common Supervisory Action (‘CSA’) on UCITS Costs and Fees conducted on Maltese UCITS Managers and Self-Managed UCITS Schemes
APRIL 06, 2022
Online and Social Media Presence of UCITS Management Companies
MARCH 29, 2022
Amendments to the Investment Services Rulebooks
MARCH 17, 2022
Exercising Caution in Times of Heightened Cyber Threat
JANUARY 24, 2022
ICT Outsourcing Arrangements – Sector Specific Guidelines and Updated Registers
JANUARY 21, 2022
ESMA Launches a Common Supervisory Action on the Valuation of UCITS and Open-Ended AIFs across the EU
JANUARY 12, 2022
Updates to Part BIV: Standard Licence Conditions Applicable to Investment Services Licence Holders which Qualify as Custodians
JANUARY 07, 2022
Circular to Investment Firms in relation to the Transposition of the CRD V
JANUARY 06, 2022
Circular on the Call for Evidence on a Pilot Regime for Market Infrastructures Based on Distributed Ledger Technology (‘DLT’)