Investment Services Circulars

JANUARY 24, 2022
ICT Outsourcing Arrangements – Sector Specific Guidelines and Updated Registers
JANUARY 21, 2022
ESMA Launches a Common Supervisory Action on the Valuation of UCITS and Open-Ended AIFs across the EU
JANUARY 12, 2022
Updates to Part BIV: Standard Licence Conditions Applicable to Investment Services Licence Holders which Qualify as Custodians
JANUARY 07, 2022
Circular to Investment Firms in relation to the Transposition of the CRD V
JANUARY 06, 2022
Circular on the Call for Evidence on a Pilot Regime for Market Infrastructures Based on Distributed Ledger Technology (‘DLT’)
DECEMBER 23, 2021
Publication of the Taxonomy Regulation Article 8 Disclosures Delegated Act
DECEMBER 16, 2021
Log4j Critical Vulnerability
OCTOBER 26, 2021
Reporting according to Annex IV to Article 3 and 24 of the Commission Delegated Regulation (EU) No 231/2013 supplementing Directive 2011/61/EU and Annex 5 to Appendix 13 of the Investment Services Rules for Investment Services Providers Qualifying as AIFMs and De-Minimis AIFMs (“AIFMD Reporting”) – New Validation Rules on the Reporting Files
OCTOBER 20, 2021
Update on CBM Reporting & Appendix 2B for Fund Managers
OCTOBER 11, 2021
Investment Firms Classification & XBRL Submissions Testing Phase