Investment Services Circulars

APRIL 08, 2021
ESMA publishes the results of the 2020 Common Supervisory Action (CSA) on UCITS Liquidity Risk Management
APRIL 07, 2021
The Nature and Art of Financial Supervision – Securities and Markets – Fund Management
MARCH 12, 2021
Sustainable Finance Reporting by Public Interest Companies – Application of Article 8(1), (2) and (3) of the Sustainable Finance Taxonomy Regulation (SFTR)
MARCH 09, 2021
The Implementation of the Sustainable Finance Disclosure Regulation (SFDR)
MARCH 08, 2021
Software-as-a-Service as an Outsourcing Arrangement
MARCH 05, 2021
ESMA publishes Final Report on advice under Article 8 of the Taxonomy Regulation
FEBRUARY 09, 2021
The implementation of the Sustainable Finance Disclosure Regulation (“SFDR”) – Process to be adopted with respect to the submission of updates to the pre-contractual document (prospectus) of locally based Collective Investment Schemes applicable as from 10 March 2021 (“SFDR Deadline”)
FEBRUARY 03, 2021
The Investment Firms Regulation and Directive – 2nd Briefing
JANUARY 29, 2021
Circular on recent updates to the MFSA’s Frequently Asked Questions concerning the reporting of transparency information to the MFSA in terms of Articles 3 and 24 of the AIFMD
DECEMBER 23, 2020
Circular on the Recommendation of the European Systemic Risk Board of 15 December 2020 on Restriction of Distributions during the COVID-19 Pandemic