MiFID and MiFIR Circulars

DECEMBER 21, 2017
Circular – European Securities and Markets Authority (‘ESMA’) Statement Supporting the Smooth Implementation of Legal Entity Identifiers (‘LEI’) Requirements under MiFIR
DECEMBER 19, 2017
Circular on the revised Financial Market Rules for Trading Venues, DRSPs and Central Securities Depositories
DECEMBER 18, 2017
Circular on the issue of the revised Part BI of the Investment Services Rules for Investment Services Providers
NOVEMBER 29, 2017
Circular on Markets in Financial Instruments Directive (‘MIFID II’) and Markets in Financial Instruments Regulations (‘MIFIR’) – Transaction Reporting
NOVEMBER 17, 2017
No LEI No Trade – requirement to obtain a Legal Entity Identifier under MiFID II
NOVEMBER 03, 2017
Circular on Markets in Financial Instruments Directive (‘MIFID II’) and Markets in Financial Instruments Regulations (‘MIFIR’) Transaction Reporting
OCTOBER 13, 2017
Circular on Directive 2014/65/EU on Markets in Financial Instruments (‘MiFID II’) and Regulation 600/2014 on Markets in Financial Instruments (‘MiFIR’)
OCTOBER 05, 2017
Circular – Revisions to the Investment Services Licence – Directive 2014/65/EU of the European Parliament and of the Council – Markets in Financial Instruments Directive (“MiFID II”)
JUNE 19, 2017
Circular on Markets in Financial Instruments Regulations (‘MiFIR’) – Consultation Paper on the Trading Obligation for Derivatives under MiFIR
MAY 25, 2017
Circular on Markets in Financial Instruments Directive (‘MiFID II’) and Markets in Financial Instruments Regulations (‘MiFIR’)