MiFID and MiFIR Circulars

APRIL 18, 2017
Circular to the Financial Services Industry with regards to the MiFID II Regulatory Technical Standards (RTS) and Delegated Acts
MARCH 03, 2017
Circular on Markets in Financial Instruments Directive (‘MiFID II’) and Markets in Financial Instruments Regulations (‘MiFIR’)
FEBRUARY 15, 2017
Circular to the Financial Services Industry in Relation to the Transposition of MiFID II
JANUARY 17, 2017
Circular – Briefing on Markets in Financial Instruments Directive (‘MiFID II’) Technical Data Reporting Requirements
JANUARY 09, 2017
Circular on Own Funds Requirements for Investment Firms and Fund Managers based on Fixed Overheads under Article 97(4) of Regulation (EU) No 575/2013
DECEMBER 22, 2016
Circular on Markets in Financial Instruments Directive (‘MiFID II’) and Markets in Financial Instruments Regulations (‘MiFIR’)
AUGUST 04, 2016
Circular to the Financial Service Industry on Best Execution Visits carried out in 2016
MAY 03, 2016
Circular to the Financial Services Industry on the Changes being Proposed to the Investment Services Act (ISA) as a result of the transposition of MiFID II and the Implementation of MiFIR
JANUARY 15, 2016
Circular to the Financial Services Industry on the Changes being Proposed to the Financial Markets Act (FMA) as a Result of the Transposition of MiFID II and the Implementation of MiFIR
JANUARY 13, 2016
Circular to the Financial Services Industry on the Consultation Paper published by the ESMA on guidelines regarding the Markets in Financial Instruments Regulation (MiFIR) under which ESMA has to Develop the Implementing Details