Prevention of Market Abuse Circulars

JANUARY 05, 2017
The Person Discharging Managerial Responsibilities [‘PDMR’] Form
DECEMBER 29, 2016
Market Abuse Regulation – Q & A Document
DECEMBER 19, 2016
Publication of an Act to amend the Prevention of Financial Markets Abuse Act
OCTOBER 05, 2016
Industry update on ESMA Guidelines on Information Relating to Commodity Derivatives Markets or Related Spot Markets for the Purpose of the Definition of Inside Information on Commodity Derivatives
SEPTEMBER 01, 2016
An Update on the Insider Lists
AUGUST 01, 2016
An update on MAR Technical Standards and MAR Q&A
JULY 15, 2016
An update on MAR/MAD II in Relation to MiFID II/MiFIR Requirements
APRIL 12, 2016
Updated MAD Q&A on Disclosure of Inside Information Related to Pillar II Requirements and Investment Recommendations
OCTOBER 21, 2015
Market Abuse Regulation (MAR) and Market Abuse Directive (MAD II)
FEBRUARY 06, 2015
Update on the Technical Advice Final Paper Published by the European Securities and Markets Authority (ESMA)