UCITS Circulars

MAY 30, 2019
Circular to Licence Holders and Applicants for a Licence: Submission of Applications
JANUARY 14, 2019
Circular on Commission Delegated Regulations on safe-keeping duties of depositaries
DECEMBER 07, 2018
Circular to Collective Investment Schemes, Fund Managers and Investment Firms licensed in Malta as well as Recognised Fund Administrators in relation to Submission of Regulatory Reporting
SEPTEMBER 05, 2018
Circular on the outcome of Compliance Inspections held at Fund Managers and Collective Investment Schemes
MAY 09, 2017
Circular to the Industry on the Implementation of the ESMA Guidelines on Sound Remuneration Policies under the UCITS Directive and the AIFMD
JANUARY 31, 2017
Circular to the Industry on the Implementation of the ESMA Guidelines on Sound Remuneration Policies under the UCITS Directive and the AIFMD
JANUARY 09, 2017
Circular on Own Funds Requirements for Investment Firms and Fund Managers based on Fixed Overheads under Article 97(4) of Regulation (EU) No 575/2013
AUGUST 18, 2016
Circular addressed to MIFID Firms and UCITS/AIFMD Firms Conducting MIFID Services and Activities
APRIL 15, 2016
Circular to the Financial Services Industry on changes to the Investment Services Rules following the Transposition of the UCITS V Directive
JANUARY 05, 2016
Circular on the Publication of a Delegated Regulation on Obligations of Depositaries required by UCITS V