Dear CEO Letters

JANUARY 07, 2025
MFSA 2023/2024 Thematic Review on the Identification and Management of Climate-Related and Environmental Risks by LSIs in Malta
DECEMBER 10, 2024
Revision of Conduct of Business Rulebook Primarily to Implement the Prohibition on Investment Firms from Receiving Payment for Order Flow (“PFOF”) and to Transpose Updated Provisions of MiFID II Best-Execution Reporting Requirements
NOVEMBER 21, 2024
Investment Firms General Main Findings – 2022/2024 Supervisory Engagements (‘Engagements’)
OCTOBER 23, 2024
Compliance with the Capital Requirements Regulation: Pillar 3 Disclosures
OCTOBER 22, 2024
MFSA Expectations in the Context of the Distribution of Local Bond Issues by Investment Firms and the Corresponding Product Oversight and Governance Practices
SEPTEMBER 11, 2024
Green/Sustainable Products Thematic Review
JULY 24, 2024
Thematic Review on the Reporting of Beneficial Ownership Information of Trusts in the Trusts Ultimate Beneficial Ownership Register (“TUBOR”)
JULY 23, 2024
Post-Graduate Diploma in Financial Regulation and Compliance – An Important Update
JULY 15, 2024
Money Laundering Reporting Officers within (Corporate) Company Service Providers
JULY 05, 2024
Findings of the Questionnaire issued by the Authority in relation to Financial Counterparties’ Readiness to Report under EMIR Refit