Notices and Decisions

This notice is to make the general public aware that AQA UCITS Fund SICAV plc (“the Scheme”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the Collective Investment Scheme licence granted to one of its sub-funds, namely Chronos Growth Fund. The MFSA has ...

LEI Code: 254900PMMTCJCDJ97613 This notice is to make the general public aware that Heartland Investment Management Limited (“the Company”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the Investment Services Licence granted to the Company. The MFSA ...

This notice is to make the general public aware that Mr Thomas Anastasi Pace has requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the authorisation which was issued to the individual to act as Under Threshold Class B Company Service Provider in terms of Articl ...

This notice is to make the general public aware that Falcon Funds SICAV plc (“the Scheme”) requested the Malta Financial Services Authority (“MFSA”) to accept the extension to the voluntary suspension of its Collective Investment Scheme Licence issued to its 3 sub-funds: Falcon Cautious Fund ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of one hundred and five thousand Euro (€105,000) and directed Dr Pio Valletta to: cease with immediate effect the provision of unauthorised Company Services Provider (‘’CSP’’ ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of five hundred Euro (€500) on the CSP. Business Activity: Company Service Provider BREACHES The MFSA determined that the CSP has acted in breach of Rule 17.07 of the CSP Ruleboo ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of five hundred Euro (€500) on the CSP. Business Activity: Company Service Provider BREACHES The MFSA determined that the CSP has acted in breach of Rule R3-13.3 of the CSP Ruleb ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of five hundred Euro (€500) on the CSP. Business Activity: Company Service Provider BREACHES The MFSA determined that the CSP has acted in breach of Rule 17.07 of the CSP Ruleboo ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of five hundred Euro (€500) on the CSP. Business Activity: Company Service Provider BREACHES The MFSA determined that the CSP has acted in breach of Rule 17.07 of the CSP Ruleboo ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of six hundred Euro (€600) on the CSP. Business Activity: Company Service Provider BREACHES The MFSA determined that the CSP has acted in breach of Rule R3-13.3 of the CSP Rulebo ...