Notices and Decisions

LEI Code: 2138005DOAL65FUAFM13 This notice is to make the general public aware that ARIA SICAV plc (“the Scheme”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the collective investment scheme licence granted to its Sub-Fund, namely the ARIA Global E ...

LEI Code: 213800LDNW6YGEUNGW04 This notice is to make the general public aware that ARIA SICAV plc (“the Scheme”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the collective investment scheme licence granted to its Sub-Fund, namely the ARIA Alternat ...

LEI Code: 213800FP2IRHV5TNQT43 This notice is to make the general public aware that ARIA SICAV plc (“the Scheme”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the collective investment scheme licence granted to its Sub-Fund, namely The Perpetual UCI ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of six hundred Euro (€600) on a Recognised Fund Administrator. BREACHES The MFSA determined that the Recognised Fund Administrator has acted in breach of Standard Licence Condition ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of ten thousand and two hundred Euro (€10,200) on the Trustee. BREACHES The MFSA determined that the Trustee has acted in breach of Regulation 3(1) of the Trusts and Trustees Act (R ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of two thousand (€2,000) on the Trustee. BREACHES The MFSA determined that the Trustee has acted in breach of Regulation 5(1) of the Trusts and Trustees Act (Register of Beneficial ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of one thousand Euro (€1,000) on an Insurance Principal. BREACHES The MFSA determined that the Insurance Principal has acted in breach of Paragraph 8.10.3 of Chapter 8 of the Insura ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of two thousand Euro (€2,000) on the Professional Investor Fund. BREACHES The MFSA determined that the Professional Investor Fund has acted in breach of SLC 4.1 of Appendix I to the ...

LEI Code: 2138001EFXUV7PKSGX28 This notice is to make the general public aware that Gamma Capital Markets Limited (“the AIFM”) requested the Malta Financial Services Authority (“MFSA”) to accept the removal of GC Nest SICAV plc (“the Scheme”) and its Sub-Fund, Margarita, from the MFSA ...

LEI Code: 213800RZJX1BIQVYRX04 This notice is to make the general public aware that FCS Asset Management Ltd (“the Company”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the UCITS Manager and AIF Manager licences granted to it. This surrender is ent ...