Notices and Decisions

This notice is to make the general public aware that FPC Investment Consultants Limited (‘the Company’) requested the Malta Financial Services Authority (‘MFSA’) to accept the surrender of the Category 1A investment services licence. The MFSA has accepted the Company’s request. This surren ...

This notice is to make the general public aware that SF Global Equity Master Fund SICAV Limited (“the Scheme”) recently requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the licence granted to the Scheme. The MFSA has accepted the Scheme’s request. This s ...

This notice is to make the general public aware that SF Global Equity Fund SICAV plc (“the Scheme”) recently requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the licence granted to the Scheme. The MFSA has accepted the Scheme’s request. This surrender is ...

On the 11th April 2013 the Authority decided to cancel the collective investment scheme licence of Pan European Umbrella SICAV plc in terms of article 7(3)(b) of the Investment Services Act with immediate effect. Pan European Umbrella SICAV plc was found to be in breach of SLCs 1.22, 1.28 and 1.57 o ...

The European Insurance and Occupational Pensions Authority (EIOPA) launched today a public consultation on Guidelines regarding complaints handling by insurance intermediaries. These Guidelines follow up previous EIOPA Guidelines on complaints-handling by insurers and thereby aim to ensure a “comp ...

This notice is to make the general public aware that HFH SICAV plc (“the Scheme”) recently requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the collective investment scheme licence granted in relation to Harbourside Capital Fund (“the Sub-Fund”). The M ...

The European Insurance and Occupational Pensions Authority (EIOPA) launched, on 27 March 2013, a public consultation on Guidelines related to the preparation for Solvency II. The purpose of the Guidelines is to support both National Competent Authorities (NCA’s) and insurance/reinsurance undertaki ...

This notice is to make the general public aware that Resco Funds SICAV plc (“the Scheme”) recently requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the collective investment scheme licence granted in relation tom Resco BBK Long/Short FX Fund (“the Sub-Fu ...

This notice is to make the general public aware that ROCS Services Limited (‘the Company’) requested the Malta Financial Services Authority (‘MFSA’) to accept the surrender of the Category 1A investment services licence. The MFSA has accepted the Company’s request. This surrender is entire ...

The MFSA would like to draw the attention of licence holders to the recent publication of two public documents by the Financial Action Task Force (FATF) which have identified countries considered to have strategic deficiencies regarding anti-money laundering and combating the financing of terrorism ...