Notices and Decisions

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of six hundred Euro (€600) on the Retail UCITS Scheme. BREACHES The MFSA determined that the Retail UCITS Scheme has acted in breach of SLC 1.3(i) of Appendix II to Part B of the In ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of five hundred Euro (€500) on the Retail UCITS Scheme. BREACHES The MFSA determined that the Retail UCITS Scheme has acted in breach of SLC 1.3(ii) of Appendix II to Part B of the ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of one thousand and one hundred Euro (€1,100) on the Retail UCITS Scheme. BREACHES The MFSA determined that the Retail UCITS Scheme has acted in breach of SLC 12.8 of Part BII of th ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of six hundred and fifty Euro (€650) on the Retail UCITS Scheme. BREACHES The MFSA determined that the Retail UCITS Scheme has acted in breach of SLC 1.3(i) of Appendix II to Part B ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of one thousand and two hundred Euro (€1,200) on the Retail UCITS Scheme. BREACHES The MFSA determined that the Retail UCITS Scheme has acted in breach of SLC 1.3(i) of Appendix II ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of five hundred Euro (€500) on the Retail UCITS Scheme. BREACHES The MFSA determined that the Retail UCITS Scheme has acted in breach of SLC 1.3(ii) of Appendix II to Part B of the ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of three hundred and seventy-five Euro (€375) on the Recognised Private Collective Investment Scheme. BREACHES The MFSA determined that the Recognised Private Collective Investment ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of three thousand, two hundred and fifty Euro (€3,250) on the Recognised Private Collective Investment Scheme. BREACHES The MFSA determined that the Recognised Private Collective In ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of four thousand and two hundred Euro (€4,200) on the Company. BREACHES The MFSA determined that the Company has acted in breach of SLC 6.3 of Part BIII of the Rules for Recognised ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of one thousand and five hundred Euro (€1,500) on the AIFM. BREACHES The MFSA determined that the AIFM has acted in breach of SLC 11.36 of Part BIII of the Rules for Investment Serv ...