Notices and Decisions

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of five thousand and fifty Euro (€5,050) on the Retail UCITS Scheme. BREACHES The MFSA determined that the Retail UCITS Scheme has acted in breach of SLC 12.8 of Part B of the Inves ...

LEI Code: 213800JTUYGRIDQLZ744 This notice is to make the general public aware that Sunshine Fund (Malta) SICAV Ltd (“the Scheme”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the collective investment scheme licence granted to one of its sub-funds, ...

This notice is to make the general public aware that Altarius Asset Management Limited (“the AIFM”) requested the Malta Financial Services Authority (“MFSA”) to accept the removal of Co-Investment Fund 5 (“the Sub-Fund”) from the MFSA’s List of Notified AIFs (“NAIFs”). This removal ...

This notice is to make the general public aware that Altarius Asset Management Limited (“the AIFM”) requested the Malta Financial Services Authority (“MFSA”) to accept the removal of Co-Investment Feeder Fund 5 (“the Sub-Fund”) from the MFSA’s List of Notified AIFs (“NAIFs”). This ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of two thousand and five hundred Euro (€2,500) on the Investment Firm. BREACHES The MFSA determined that the Investment Firm has acted in breach of R40 of Section 1 of Part BIII of ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing Directives against the Company in terms of Article 11(1) of the Company Service Providers Act, directing it to cease its licensable CSP business. Address: Cospicua Boutique Offices Sqaq Cordina Cospicua BML ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing Directives against the Company in terms of Article 48(1) of the Trusts and Trustees Act, directing it to cease is licensable trustee and/or fiduciary business. Address: Cospicua Boutique Offices Sqaq Cordina ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of one thousand and three hundred Euro (€1,300) on the Retail UCITS Scheme. BREACHES The MFSA determined that the Retail UCITS Scheme has acted in breach of SLC 1.3 (i) of Appendix ...

This notice is to make the general public aware that Josef Cachia Fenech Gonzi (“the Individual”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the authorisation which was issued to the individual to act as a Class A Company Service Provider in terms of ...

LEI Code: 213800ADZVGCKLM2NP94 This notice is to make the general public aware that Level E Capital SICAV plc (“the Scheme”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the Collective Investment Scheme licence granted to one of its sub-funds, namel ...