Notices and Decisions

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of two thousand Euro (€2,000) on the AIFM. BREACHES The MFSA determined that the AIFM has acted in breach of SLC 11.36 of Part BIII of the Rules for Investment Services Providers in ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of four thousand and two hundred Euro (€4,200) on the AIF. BREACHES The MFSA determined that the AIF has acted in breach of SLC 5.06 of Part B of the Investment Services Rules for A ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of five hundred Euro (€500) on the AIF. BREACHES The MFSA determined that the AIF has acted in breach of SLC 5.09 of Part B of the Investment Services Rules for Alternative Investme ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of six hundred Euro (€600) on the AIF. BREACHES The MFSA determined that the AIF has acted in breach of SLC 5.09 of Part B of the Investment Services Rules for Alternative Investmen ...

This notice is to make the general public aware that Ledbury SICAV plc (the “Scheme”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the collective investment scheme licence granted to the Scheme in relation to its sub-fund – the AI World Equity Fund G ...

This notice is to make the general public aware that Apex Group Fund Administration (Malta) Limited (“the Company”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the Recognition Certificate granted to the Company to provide fund administration services. ...

This notice is to make the general public aware that Mr Robert Ancilleri, holder of Maltese ID Card 0457574(M) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the authorisation which was issued to the individual to act as a Class B company service provider in ...

This notice is to make the general public aware that Global Funds SICAV plc (“the Scheme”) has requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the collective investment scheme licences granted to the Scheme in relation to the below Sub-funds Global B ...

This notice is to make the general public aware that Amarillo Investment Solutions Ltd (“the Company”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the Investment Services Licence granted to the Company. This surrender is entirely voluntary and does no ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of two thousand Euro (€2,000) on the Trustee. BREACHES The MFSA determined that the Trustee has failed to adhere to its obligations in terms of Regulation 5(2) of the Trusts and Tru ...