Notices and Decisions

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of two thousand and four hundred Euro (€2,400) on the AIFM. BREACHES The MFSA determined that the AIFM has acted in breach of SLC 11.36 of Part BIII of the Rules for Investment Serv ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of four thousand and eight hundred Euro (€4,800) on the AIFM. BREACHES The MFSA determined that the AIFM has acted in breach of SLC 11.36 of Part BIII of the Rules for Investment Se ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of two thousand Euro (€2,000) on the AIFM. BREACHES The MFSA determined that the AIFM has acted in breach of SLC 11.36 of Part BIII of the Rules for Investment Services Providers in ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of five hundred Euro (€500) on the Retirement Scheme Administrator. BREACHES The MFSA determined that the Retirement Scheme Administrator has acted in breach of Article 20 of the Re ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of six hundred Euro (€600) on an Investment Services Firm. BREACHES The MFSA determined that the Investment Services Firm has acted in breach of Rule 4.1.25(a) of the Conduct of Bus ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of five hundred Euro (€500) on an Investment Services Firm. BREACHES The MFSA determined that the Investment Services Firm has acted in breach of Rule 4.1.25(a) of the Conduct of Bu ...

This notice is to make the general public aware that William Wait, holder of Maltese ID Card 0253668M requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the authorisation which was issued to the individual to act as a Class B company service provider in terms of ...

This notice is to make the general public aware that Finac Limited (“the Company”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the authorisation which was issued to the Company to receive property under trust and to act as a trustee or co-trustee and ...

This notice is to make the general public aware that Asteria Management Ltd (“the Company”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the authorisation which was issued to the Company to act as a Class C company service provider in terms of Article ...

LEI Codes: 529900K7TQFIIN9CZF11, 5299007KCNBO31PB5B86 & 529900L0CW8I5AEUBJ08 This notice is to make the general public aware that Tortuga Fonds SICAV plc (“the Scheme”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the collective investment schem ...