Notices and Decisions
JUNE 26, 2024
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of three thousand and three hundred Euro (€3,300) on the CSP.
Business Activity: Company Service Provider
BREACHES
The MFSA determined that the CSP has acted in breach of Rules 1 ...
JUNE 26, 2024
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of five hundred Euro (€500) on the CSP.
Business Activity: Company Service Provider
BREACHES
The MFSA determined that the CSP has acted in breach of Rule 17.07 of the CSP Ruleboo ...
JUNE 26, 2024
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of seven hundred and fifteen Euro (€715) on the CSP.
Business Activity: Company Service Provider
BREACHES
The MFSA determined that the CSP has acted in breach of Rule 17.03 of th ...
JUNE 26, 2024
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of seven hundred and fifty Euro (€750) on the CSP.
Business Activity: Company Service Provider
BREACHES
The MFSA determined that the CSP has acted in breach of Rule 17.07 of the ...
JUNE 26, 2024
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of three thousand Euro (€3,000) on the CSP.
Business Activity: Company Service Provider
BREACHES
The MFSA determined that the CSP has acted in breach of Rule 17.03 of the CSP Rul ...
JUNE 25, 2024
LEI Code: 213800USZGX2OQXZBA24
This notice is to make the general public aware that AQA Capital Limited (“the AIFM”) requested the Malta Financial Services Authority (“MFSA”) to accept the removal of Lehner Investments Artificial Venture Fund (“the Sub-Fund”) from the MFSA’s list of ...
JUNE 24, 2024
This notice is to make the general public aware that Bourse Corporate Services (Malta) Limited has requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the authorisation which was issued to the company to act as a Class C company service provider in terms of Artic ...
JUNE 17, 2024
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of €600 on a Recognised Fund Administrator.
BREACHES
The MFSA determined that the Recognised Fund Administrator has acted in breach of SLC 5.2(i) of Part BI of the Investment Servic ...
JUNE 17, 2024
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of €600 on a Recognised Fund Administrator.
BREACHES
The MFSA determined that the Recognised Fund Administrator has acted in breach of SLC 5.2(i) of Part BI of the Investment Servic ...
JUNE 17, 2024
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of €600 on a Recognised Fund Administrator.
BREACHES
The MFSA determined that the Recognised Fund Administrator has acted in breach of SLC 5.3 of Part BI of the Investment Services ...