Consultation Documents

FEBRUARY 01, 2017
Consultation Document on the amendments to Chapter 11 of the Listing Rules
Reference Number: 01-2017 Expiry Date: 28/02/2017 ...
JANUARY 31, 2017
Note for Consultation – Investment-based Crowdfunding – Extension of Consultation Period
Reference Number: 13-2016 Expiry Date: 31/01/2017 ...
JANUARY 10, 2017
Consultation Document on the proposed Rules for Trustees and other Fiduciaries – Extension of Consultation Period
Reference Number: 17-2016 Expiry Date: 10/01/2017 ...
DECEMBER 30, 2016
Consultation Document – Proposed Rules for Trustees and Other Fiduciaries
Reference Number: 17-2016 Expiry Date: 31/01/2017 ...
DECEMBER 27, 2016
Consultation on the Proposed Revised Rule books Applicable to Collective Investment Schemes
Reference Number: 16-2016 Expiry Date: 27/01/2017 ...
NOVEMBER 23, 2016
Consultation on the Proposed Revised Rule Books Applicable to Collective Investment Schemes
Reference Number: 15-2016 Expiry Date: 05/01/2017 ...
NOVEMBER 04, 2016
Consultation on Amendments to the Investor Compensation Scheme Regulations issued under the Investment Services Act
Reference Number: 14-2016 Expiry Date: 05/12/2016 ...
NOVEMBER 03, 2016
Discussion Paper – Investment-Based Crowdfunding
Reference Number: 13-2016 Expiry Date: 31/01/2018 ...
OCTOBER 20, 2016
Circular related to the consultation process on the proposed amendments to Banking Rule 09 under the Banking Act 1994 – Extension of Consultation Period
OCTOBER 17, 2016
Consultation Document on the Proposed Policy as applicable to Online Business Models Distributing or Intending to Distribute Contracts for Difference (CFDs) and/or Rolling Spot Forex Contracts under the MiFID Regime
Reference Number: 12-2016 Expiry Date: 18/11/2016 ...