{"text_format":"1","workbook":"xlsx","n_sheets":4,"sheets":["I_AGENT_RETURN","Sheet1","lI_DECLARATIONS","W_LIST"],"not_rendered":{"charts":0,"images":4,"macros":1,"external_links":0,"defined_names":5,"comments":0,"pivot_tables":0},"unopened":[],"bounds":{"document_bytes":16777216,"sheet_cells":100000,"rows_first":2000,"rows_last":500,"rows_between":2000,"halvings":0,"cell_chars":16384,"cell_head_chars":4096},"cells_cut":0,"cells_raw":0,"read":"whole","date_system":"1900"}

{"sheet":"I_AGENT_RETURN","index":0,"n_rows":94,"n_cols":11,"rows_kept":94,"cut":false,"hidden":false,"merged":[[41,4,41,6],[25,2,25,3],[25,4,25,6],[27,2,27,3],[27,4,27,6],[29,4,29,6],[29,2,29,3],[37,2,37,3],[68,1,72,1],[68,2,68,3],[70,2,70,3],[72,2,72,3],[47,2,47,3],[49,2,49,3],[51,2,51,3],[59,2,59,3],[61,2,61,3],[63,2,63,3],[59,1,61,1],[55,1,57,1],[2,1,2,4],[51,4,51,6],[93,1,93,2],[91,2,92,4],[68,4,68,6],[70,4,70,6],[72,4,72,6],[43,2,43,3],[43,4,43,6],[53,2,53,3],[53,4,53,6],[57,2,57,3],[57,4,57,6],[66,2,66,3],[66,4,66,6],[55,4,55,6],[74,1,78,1],[84,1,86,1],[76,2,76,3],[76,4,76,6],[74,2,74,3],[74,4,74,6],[80,2,80,3],[80,4,80,6],[82,2,82,3],[82,4,82,6],[84,2,84,3],[84,4,84,6],[86,2,86,3],[86,4,86,6],[78,2,78,3],[78,4,78,6],[63,4,63,6],[31,2,31,3],[35,2,35,3],[35,4,35,6],[33,2,33,3],[33,4,33,6],[31,4,31,6],[37,4,37,6],[39,2,39,3],[39,4,39,6],[45,2,45,3],[45,4,45,6],[47,4,47,6],[49,4,49,6],[59,4,59,6],[61,4,61,6],[41,1,45,1],[37,1,39,1],[55,2,55,3],[41,2,41,3],[14,1,15,1],[17,1,18,1],[29,1,31,1],[33,1,35,1],[49,1,51,1],[25,1,27,1]]}
[]
[null,"MALTA FINANCIAL SERVICES AUTHORITY",null,null,null,null,{"$f":"TODAY()","v":"2020-08-27"}]
[null,"VFA AGENT ANNUAL RETURN"]
[]
[]
[]
[null,"VFA AGENT DETAILS"]
[null,"Details of the Licence Holder in connection with which this return is being completed.  "]
[null,"I-1","Name of Agent"]
[]
[null,"I-2","Registration Number"]
[]
[null,"I-3","Registration Type",null,null,null,null,null,null,null,{"$f":"IF(E13=\"Indirect Holding\",1,0)","v":0}]
[]
[null,"I-4","Reporting Period                From:      "]
[null,null,"To:"]
[]
[null,"I-5","Contact Person                  Name:",null,null,null,null,null,null,null,{"$f":"IF(E18=\"Indirect Holding\",1,0)","v":0}]
[null,null," Surname:",null,null,null,null,null,null,null,{"$f":"IF(E19=\"Indirect Holding\",1,0)","v":0}]
[]
[null,"I-6","E-mail address"]
[]
[null,"I-7","Contact Number",null,null,null,null,null,null,null,{"$f":"IF(E23=\"Indirect Holding\",1,0)","v":0}]
[]
[null,"Activities"]
[null,"I-8","Does the Agent undertake any non-licensable activities?",null,null,null,null,null,null,{"$f":"IF(E26=\"Other\",1,0)","v":0},{"$f":"IF(E26>1,1,0)","v":0}]
[]
[null,null,"If 'Yes' please describe these activities:"]
[null,"Future Projections"]
[null,"I-9","Does the Agent envisage any changes to its Business Model in the next 12 months?"]
[]
[null,null,"If 'Yes' briefly describe the prospective changes:"]
[]
[null,"I-10","How many Issuers are projected to be on-boarded by the Agent in the next 12 months?"]
[]
[null,null,"How many VFA Service Providers are projected to be on-boarded by the Agent in the next 12 months?"]
[null,"Clients"]
[null,"I-11","Have any of the Agent's clients appointed an additional VFA Agent?"]
[]
[null,null,"If 'Yes' kindly provide the name of the client and the Agent:"]
[]
[null,"I-12","How many prospective Issuer clients has the Agent rejected during the reporting period?"]
[]
[null,null,"How many prospective VFASP clients has the Agent rejected during the reporting period?"]
[]
[null,null,"Kindly provide reasons why prospective clients were rejected if applicable:"]
[null,"AML/CFT"]
[null,"I-13","How many Suspicious Transaction Reports ('STRs') has the MLRO filed with the FIAU during the reporting period?"]
[]
[null,"I-14","Is the MLRO supported by internal or external staff?"]
[]
[null,null,"How many individuals support the MLRO?"]
[]
[null,"I-15","When was the Agent's Business Risk Assessment ('BRA') last updated?"]
[]
[null,"I-16","Does the Agent undertake a BRA on clients' businesses?"]
[]
[null,null,"Kindly indicate the number of clients originating from high-risk jurisdictions."]
[]
[null,"I-17","Kindly indicate the number of clients on-boarded on a face-to-face basis:"]
[]
[null,null,"Kindly indicate the number of client UBOs which have been met on a face-to-face basis:"]
[]
[null,"I-18","Briefly describe how client acceptance/ on-boarding decisions are taken:"]
[]
[null,"Outsourcing and Resource Sharing"]
[null,"I-19","Does the Agent form part of a group?"]
[]
[null,"I-20","Has the Agent entered into a resource sharing agreement?"]
[]
[null,null,"If 'Yes' kindly indicate the entities with which there is a resource sharing agreement:"]
[]
[null,null,"Please specify the functions for which the Agent has a shared resource agreement in place with the group/ related entities:"]
[]
[null,"I-21","Does the Agent outsource any of its functions?"]
[]
[null,null,"If 'Yes' please specify the functions which are outsourced:"]
[]
[null,null,"Kindly indicate the entities to which functions are outsourced:"]
[null,"Governance"]
[null,"I-22","Kindly indicate the number of Board Meetings held during the reporting period:"]
[]
[null,"I-23","How do you classify the involvement of shareholders in the day-to-day operations of the Agent?"]
[]
[null,"I-24","Were there any changes to approved roles during the reporting period?"]
[]
[null,null,"If 'Yes' please provide further detail:"]
[]
[]
[]
[]
[null,null,"For further guidance on the  respective terms please refer to the Glossary."]
[]
[null,"v1:2020"]

{"sheet":"Sheet1","index":1,"n_rows":14,"n_cols":2,"rows_kept":14,"cut":false,"hidden":true,"merged":[]}
["Registration Type","Article 7"]
[null,"Article 14"]
[null,"Article 7 and 14"]
[]
["I-8","Low "]
[null,"Medium"]
[null,"High"]
[]
["I-9","Yes"]
[null,"No"]
[]
["I-10","Internal "]
[null,"External"]
[null,"N/A"]

{"sheet":"lI_DECLARATIONS","index":2,"n_rows":37,"n_cols":8,"rows_kept":37,"cut":false,"hidden":false,"merged":[[34,2,35,6],[36,1,36,2],[19,2,19,8],[18,2,18,8],[21,2,21,8],[16,2,16,8],[31,7,31,8],[20,3,20,8],[24,7,24,8],[22,2,22,8],[28,7,28,8],[12,2,12,8],[9,2,9,8],[14,2,14,8],[10,2,10,8],[1,7,1,8],[2,1,2,5],[7,1,7,8]]}
[]
[null,"MALTA FINANCIAL SERVICES AUTHORITY",null,null,null,null,null,{"$f":"TODAY()","v":"2020-08-27"}]
[null,"VFA AGENT ANNUAL RETURN"]
[]
[null,"DECLARATIONS SHEET"]
[]
[null,"DECLARATION"]
[null,"We, the undersigned, on behalf of the VFA Agent, declare that:"]
[]
[null,1,"VFA Agent Annual Return"]
[null,1.1000000000000001,"We are duly authorised by the VFA Agent to complete and submit this Annual Return."]
[]
[null,1.2,"To the best of our knowledge, the information provided within this annual return is truthful, accurate and complete and that there are no other facts relevant to this annual return on which the Malta Financial Services Authority (hereinafter, \"MFSA\") should be made aware of."]
[]
[null,1.3,"We shall notify the MFSA  immediately if the information provided changes in any material respect."]
[]
[null,1.4,"We understand that it is a criminal offence, under Article 53(2) of the Virtual Financial Assets Act to furnish information or to make a statement which one knows to be inaccurate, false or misleading in any material respect, or to recklessly furnish information or to make a statement which is inaccurate, false or misleading in any material respect, pursuant to any of the provisions of this Act or of any regulations made or rules issued thereunder, or any condition, obligation, requirement, directive or order made or given as aforesaid."]
[]
[null,2,"Privacy Notice"]
[null,2.1,"We have read the MFSA Privacy Notice and hereby consent to the terms and conditions included therein. In this respect, the MFSA ensures that any processing of personal data is conducted in accordance with Regulation (EU) 2016/679 (General Data Protection Regulation), the Data Protection Act (Chapter 586 of the Laws of Malta) and any other relevant European Union and national law.  The MFSA Privacy Notice is available on the MFSA webpage through the following link: http://www.mfsa.com.mt/pages/viewcontent.aspx?id=672."]
[]
[null,3,"Signatures"]
[]
[]
[null,null,1]
[]
[null,null,null,"Name and Surname",null,"Position",null,"Signature                  Date:"]
[]
[null,null,2]
[]
[null,null,null,"Name and Surname",null,"Position",null,"Signature                  Date:"]
[]
[]
[]
[null,null,"For further guidance on the respective terms please refer to the Glossary."]
[]
[null,"v1:2020"]

{"sheet":"W_LIST","index":3,"n_rows":206,"n_cols":13,"rows_kept":206,"cut":false,"hidden":true,"merged":[]}
["L_1","L_2","L_3","L_4","L_5","L_6","L_7","L_8","L_9","L_10","L_11","L_12","L_13"]
["Memorandum and Articles of Association","Registered Name ","Current ","Yes","Company ","Entity","List of NCA","Passport","Malta","Executive","Ms","Administrator","Direct Holding"]
["Trust Deed","Trade Name ","Past","No","Partnership ","Individual",null,"Identity Card","Afghanistan","Non-Executive","Miss","Other duly authorised representative","Indirect Holding"]
["Other Constitutional Document",null,null,null,"Foundation ",null,null,"Registration","Albania",null,"Mrs","Judicial Representative"]
[null,null,null,null,"Association ",null,null,null,"Algeria",null,"Mr"]
[null,null,null,null,"Trusts",null,null,null,"Andorra",null,"Dr"]
[null,null,null,null,"Other",null,null,null,"Angola",null,"Prof"]
[null,null,null,null,null,null,null,null,"Antigua and Barbuda",null,"Ing"]
[null,null,null,null,null,null,null,null,"Argentina"]
[null,null,null,null,null,null,null,null,"Armenia"]
[null,null,null,null,null,null,null,null,"Aruba"]
[null,null,null,null,null,null,null,null,"Australia"]
[null,null,null,null,null,null,null,null,"Austria"]
[null,null,null,null,null,null,null,null,"Azerbaijan"]
[null,null,null,null,null,null,null,null,"Bahamas, The"]
[null,null,null,null,null,null,null,null,"Bahrain"]
[null,null,null,null,null,null,null,null,"Bangladesh"]
[null,null,null,null,null,null,null,null,"Barbados"]
[null,null,null,null,null,null,null,null,"Belarus"]
[null,null,null,null,null,null,null,null,"Belgium"]
[null,null,null,null,null,null,null,null,"Belize"]
[null,null,null,null,null,null,null,null,"Benin"]
[null,null,null,null,null,null,null,null,"Bhutan"]
[null,null,null,null,null,null,null,null,"Bolivia"]
[null,null,null,null,null,null,null,null,"Bosnia and Herzegovina"]
[null,null,null,null,null,null,null,null,"Botswana"]
[null,null,null,null,null,null,null,null,"Brazil"]
[null,null,null,null,null,null,null,null,"Brunei "]
[null,null,null,null,null,null,null,null,"Bulgaria"]
[null,null,null,null,null,null,null,null,"Burkina Faso"]
[null,null,null,null,null,null,null,null,"Burma"]
[null,null,null,null,null,null,null,null,"Burundi"]
[null,null,null,null,null,null,null,null,"Cambodia"]
[null,null,null,null,null,null,null,null,"Cameroon"]
[null,null,null,null,null,null,null,null,"Canada"]
[null,null,null,null,null,null,null,null,"Cabo Verde"]
[null,null,null,null,null,null,null,null,"Central African Republic"]
[null,null,null,null,null,null,null,null,"Chad"]
[null,null,null,null,null,null,null,null,"Chile"]
[null,null,null,null,null,null,null,null,"China"]
[null,null,null,null,null,null,null,null,"Colombia"]
[null,null,null,null,null,null,null,null,"Comoros"]
[null,null,null,null,null,null,null,null,"Congo, Democratic Republic of the"]
[null,null,null,null,null,null,null,null,"Congo, Republic of the"]
[null,null,null,null,null,null,null,null,"Costa Rica"]
[null,null,null,null,null,null,null,null,"Cote d'Ivoire"]
[null,null,null,null,null,null,null,null,"Croatia"]
[null,null,null,null,null,null,null,null,"Cuba"]
[null,null,null,null,null,null,null,null,"Curacao"]
[null,null,null,null,null,null,null,null,"Cyprus"]
[null,null,null,null,null,null,null,null,"Czech"]
[null,null,null,null,null,null,null,null,"Denmark"]
[null,null,null,null,null,null,null,null,"Djibouti"]
[null,null,null,null,null,null,null,null,"Dominica"]
[null,null,null,null,null,null,null,null,"Dominican Republic"]
[null,null,null,null,null,null,null,null,"East Timor (see Timor-Leste)"]
[null,null,null,null,null,null,null,null,"Ecuador"]
[null,null,null,null,null,null,null,null,"Egypt"]
[null,null,null,null,null,null,null,null,"El Salvador"]
[null,null,null,null,null,null,null,null,"Equatorial Guinea"]
[null,null,null,null,null,null,null,null,"Eritrea"]
[null,null,null,null,null,null,null,null,"Estonia"]
[null,null,null,null,null,null,null,null,"Ethiopia"]
[null,null,null,null,null,null,null,null,"Fiji"]
[null,null,null,null,null,null,null,null,"Finland"]
[null,null,null,null,null,null,null,null,"France"]
[null,null,null,null,null,null,null,null,"Gabon"]
[null,null,null,null,null,null,null,null,"Gambia, The"]
[null,null,null,null,null,null,null,null,"Georgia"]
[null,null,null,null,null,null,null,null,"Germany"]
[null,null,null,null,null,null,null,null,"Ghana"]
[null,null,null,null,null,null,null,null,"Greece"]
[null,null,null,null,null,null,null,null,"Grenada"]
[null,null,null,null,null,null,null,null,"Guatemala"]
[null,null,null,null,null,null,null,null,"Guinea"]
[null,null,null,null,null,null,null,null,"Guinea-Bissau"]
[null,null,null,null,null,null,null,null,"Guyana"]
[null,null,null,null,null,null,null,null,"Haiti"]
[null,null,null,null,null,null,null,null,"Holy See"]
[null,null,null,null,null,null,null,null,"Honduras"]
[null,null,null,null,null,null,null,null,"Hong Kong"]
[null,null,null,null,null,null,null,null,"Hungary"]
[null,null,null,null,null,null,null,null,"Iceland"]
[null,null,null,null,null,null,null,null,"India"]
[null,null,null,null,null,null,null,null,"Indonesia"]
[null,null,null,null,null,null,null,null,"Iran"]
[null,null,null,null,null,null,null,null,"Iraq"]
[null,null,null,null,null,null,null,null,"Ireland"]
[null,null,null,null,null,null,null,null,"Israel"]
[null,null,null,null,null,null,null,null,"Italy"]
[null,null,null,null,null,null,null,null,"Jamaica"]
[null,null,null,null,null,null,null,null,"Japan"]
[null,null,null,null,null,null,null,null,"Jordan"]
[null,null,null,null,null,null,null,null,"Kazakhstan"]
[null,null,null,null,null,null,null,null,"Kenya"]
[null,null,null,null,null,null,null,null,"Kiribati"]
[null,null,null,null,null,null,null,null,"Korea, North"]
[null,null,null,null,null,null,null,null,"Korea, South"]
[null,null,null,null,null,null,null,null,"Kosovo"]
[null,null,null,null,null,null,null,null,"Kuwait"]
[null,null,null,null,null,null,null,null,"Kyrgyzstan"]
[null,null,null,null,null,null,null,null,"Laos"]
[null,null,null,null,null,null,null,null,"Latvia"]
[null,null,null,null,null,null,null,null,"Lebanon"]
[null,null,null,null,null,null,null,null,"Lesotho"]
[null,null,null,null,null,null,null,null,"Liberia"]
[null,null,null,null,null,null,null,null,"Libya"]
[null,null,null,null,null,null,null,null,"Liechtenstein"]
[null,null,null,null,null,null,null,null,"Lithuania"]
[null,null,null,null,null,null,null,null,"Luxembourg"]
[null,null,null,null,null,null,null,null,"Macau"]
[null,null,null,null,null,null,null,null,"Macedonia"]
[null,null,null,null,null,null,null,null,"Madagascar"]
[null,null,null,null,null,null,null,null,"Malawi"]
[null,null,null,null,null,null,null,null,"Malaysia"]
[null,null,null,null,null,null,null,null,"Maldives"]
[null,null,null,null,null,null,null,null,"Mali"]
[null,null,null,null,null,null,null,null,"Marshall Islands"]
[null,null,null,null,null,null,null,null,"Mauritania"]
[null,null,null,null,null,null,null,null,"Mauritius"]
[null,null,null,null,null,null,null,null,"Mexico"]
[null,null,null,null,null,null,null,null,"Micronesia"]
[null,null,null,null,null,null,null,null,"Moldova"]
[null,null,null,null,null,null,null,null,"Monaco"]
[null,null,null,null,null,null,null,null,"Mongolia"]
[null,null,null,null,null,null,null,null,"Montenegro"]
[null,null,null,null,null,null,null,null,"Morocco"]
[null,null,null,null,null,null,null,null,"Mozambique"]
[null,null,null,null,null,null,null,null,"Namibia"]
[null,null,null,null,null,null,null,null,"Nauru"]
[null,null,null,null,null,null,null,null,"Nepal"]
[null,null,null,null,null,null,null,null,"Netherlands"]
[null,null,null,null,null,null,null,null,"New Zealand"]
[null,null,null,null,null,null,null,null,"Nicaragua"]
[null,null,null,null,null,null,null,null,"Niger"]
[null,null,null,null,null,null,null,null,"Nigeria"]
[null,null,null,null,null,null,null,null,"North Korea"]
[null,null,null,null,null,null,null,null,"Norway"]
[null,null,null,null,null,null,null,null,"Oman"]
[null,null,null,null,null,null,null,null,"Pakistan"]
[null,null,null,null,null,null,null,null,"Palau"]
[null,null,null,null,null,null,null,null,"Palestinian Territories"]
[null,null,null,null,null,null,null,null,"Panama"]
[null,null,null,null,null,null,null,null,"Papua New Guinea"]
[null,null,null,null,null,null,null,null,"Paraguay"]
[null,null,null,null,null,null,null,null,"Peru"]
[null,null,null,null,null,null,null,null,"Philippines"]
[null,null,null,null,null,null,null,null,"Poland"]
[null,null,null,null,null,null,null,null,"Portugal"]
[null,null,null,null,null,null,null,null,"Qatar"]
[null,null,null,null,null,null,null,null,"Romania"]
[null,null,null,null,null,null,null,null,"Russia"]
[null,null,null,null,null,null,null,null,"Rwanda"]
[null,null,null,null,null,null,null,null,"Saint Kitts and Nevis"]
[null,null,null,null,null,null,null,null,"Saint Lucia"]
[null,null,null,null,null,null,null,null,"Saint Vincent and the Grenadines"]
[null,null,null,null,null,null,null,null,"Samoa "]
[null,null,null,null,null,null,null,null,"San Marino"]
[null,null,null,null,null,null,null,null,"Sao Tome and Principe"]
[null,null,null,null,null,null,null,null,"Saudi Arabia"]
[null,null,null,null,null,null,null,null,"Senegal"]
[null,null,null,null,null,null,null,null,"Serbia"]
[null,null,null,null,null,null,null,null,"Seychelles"]
[null,null,null,null,null,null,null,null,"Sierra Leone"]
[null,null,null,null,null,null,null,null,"Singapore"]
[null,null,null,null,null,null,null,null,"Sint Maarten"]
[null,null,null,null,null,null,null,null,"Slovakia"]
[null,null,null,null,null,null,null,null,"Slovenia"]
[null,null,null,null,null,null,null,null,"Solomon Islands"]
[null,null,null,null,null,null,null,null,"Somalia"]
[null,null,null,null,null,null,null,null,"South Africa"]
[null,null,null,null,null,null,null,null,"South Korea"]
[null,null,null,null,null,null,null,null,"South Sudan"]
[null,null,null,null,null,null,null,null,"Spain"]
[null,null,null,null,null,null,null,null,"Sri Lanka"]
[null,null,null,null,null,null,null,null,"Sudan"]
[null,null,null,null,null,null,null,null,"Suriname"]
[null,null,null,null,null,null,null,null,"Swaziland"]
[null,null,null,null,null,null,null,null,"Sweden"]
[null,null,null,null,null,null,null,null,"Switzerland"]
[null,null,null,null,null,null,null,null,"Syria"]
[null,null,null,null,null,null,null,null,"Taiwan"]
[null,null,null,null,null,null,null,null,"Tajikistan"]
[null,null,null,null,null,null,null,null,"Tanzania"]
[null,null,null,null,null,null,null,null,"Thailand"]
[null,null,null,null,null,null,null,null,"Timor-Leste"]
[null,null,null,null,null,null,null,null,"Togo"]
[null,null,null,null,null,null,null,null,"Tonga"]
[null,null,null,null,null,null,null,null,"Trinidad and Tobago"]
[null,null,null,null,null,null,null,null,"Tunisia"]
[null,null,null,null,null,null,null,null,"Turkey"]
[null,null,null,null,null,null,null,null,"Turkmenistan"]
[null,null,null,null,null,null,null,null,"Tuvalu"]
[null,null,null,null,null,null,null,null,"Uganda"]
[null,null,null,null,null,null,null,null,"Ukraine"]
[null,null,null,null,null,null,null,null,"United Arab Emirates"]
[null,null,null,null,null,null,null,null,"United Kingdom"]
[null,null,null,null,null,null,null,null,"United States of America"]
[null,null,null,null,null,null,null,null,"Uruguay"]
[null,null,null,null,null,null,null,null,"Uzbekistan"]
[null,null,null,null,null,null,null,null,"Vanuatu"]
[null,null,null,null,null,null,null,null,"Venezuela"]
[null,null,null,null,null,null,null,null,"Vietnam"]
[null,null,null,null,null,null,null,null,"Yemen"]
[null,null,null,null,null,null,null,null,"Zambia"]
[null,null,null,null,null,null,null,null,"Zimbabwe "]