Investment Services Supervision The Investment Services Supervision function is responsible for authorising and supervising investment firms, fund managers, collective investment schemes, recognised private collective investment schemes, registered tied agents, and recognised administrators. FIND OUT MORE

Investment Services Supervision

Through its supervision, the function assesses compliance with prudential requirements, as well as the adequacy of systems and controls, governance arrangements, risk management and risk mitigation, within licensed entities falling within its remit. The function applies various onsite and desk-based supervisory tools to achieve its objectives.

Investment Firms

Fund Managers

Custodians / Depositaries

Funds

Recognised Persons

Investment Firms

Subsidiary Legislation

L.N. 32 of 2025 – Investment Services Act (Notified CISs) (Amendment) Regulations, 2025

L.N. 30 of 2025 – Investment Services Act (Special Limited Partnership Funds) Regulations, 2025

S.L. 370.02 – Investment Services Act (Exemption) Regulations

L.N. 62 of 2022 – Investment Services Act (Fees) (Amendment) Regulations, 2022 (L.N. 20 of 2022) – Commencement Notice

L.N. 370 of 2024 – Investment Services Act (Fees) Regulations, 2024

L.N. 367 of 2024 – Financial Markets (Fees) Regulations, 2024

S.L. 370.04 – Investment Services Act (Prospectus of Collective Investment Schemes) Regulations

L.N. 31 of 2025 – Investment Services Act (Prospectus of Collective Investment Schemes)(Amendment) Regulations, 2025

S.L. 370.05 – Investment Services Act (Control of Assets) Regulations

S.L. 370.06 – Investment Services Act (Recognition of Private Collective Investment Schemes) Regulations

S.L. 370.08 – Investment Services Act (Investment Advertisements and Prospectus Exemption) Regulations

S.L. 370.09 – Investor Compensation Scheme Regulations

S.L. 370.10 – European Passport Rights for Investment Firms Regulations

L.N 145 of 2023 – European Passport Rights for Investment Firms (Amendment) Regulations, 2023

S.L. 370.12 – Investment Services Act (Performance Fees) Regulations

S.L. 370.13 – European Passport Rights for Persons Operating Multilateral Trading Facilities Regulations

S.L. 370.14 – Investments Services Act (Tied Agents) Regulations

S.L. 370.15 – Investment Services Act (Supervisory Review) Regulations

L.N. 57 of 2022 – Investment Services Act (Supervisory Review) (Amendment) Regulations, 2022 (L.N. 30 of 2022) – Commencement Notice

S.L. 370.16 – Investment Services Act (Contractual Funds) Regulations

S.L. 370.18 – Investment Services Act (Marketing of UCITS) Regulations

S.L. 370.19 – Investment Services Act (UCITS Mergers) Regulations

S.L. 370.20 – Investment Services Act (UCITS Management Company Passport) Regulations

L.N. 146 of 2023 – Investment Services Act (UCITS Management Company Passport) (Amendment) Regulations, 2023

S.L. 370.21 – Investment Services Act (Marketing of Alternative Investment Funds) Regulations

S.L. 370.22 – Investment Services Act (Alternative Investment Fund Manager) (Passport) Regulations

L.N. 147 of 2023 – Investment Services Act (Alternative Investment Fund Manager) (Passport) (Amendment) Regulations, 2023

S.L. 370.23 – Investment Services Act (Alternative Investment Fund Managers) Regulations

S.L. 370.24 – Investment Services Act (Alternative Investment Fund Manager) (Third Country) Regulations

S.L. 370.25 – CRD (Administrative Penalties, Measures and Investigatory Powers) Regulations

L.N. 31 of 2022 – CRD (Administrative Penalties, Measures and Investigatory Powers) (Amendment) Regulations, 2022

L.N. 55 of 2022 – CRD (Administrative Penalties, Measures and Investigatory Powers) (Amendment) Regulations, 2022 (L.N. 31 of 2022) – Commencement Notice

S.L. 370.26 – Investment Services Act (European Venture Capital Funds) Regulations

S.L. 370.27 – Investment Services Act (European Social Entrepreneurship Funds) Regulations

S.L. 370.28 – Investment Services Act (Access to Emissions Allowance Auction) Regulations

S.L. 370.29 – Over-Reliance on Credit Rating Regulations

S.L. 370.30 – Investment Firms (Reorganisation and Winding-up) Regulations

S.L. 370.31 – Investment Services Act (European Long-Term Investment Funds) Regulations

S.L. 370.32 – Investment Services Act (Custodians of Collective Investment Schemes) Regulations

S.L. 370.33 – Investment Services Act (UCITS Administrative Penalties, Measures and Investigatory Powers) Regulations

S.L. 370.34 – Investment Services Act (List of Notified AIFs) Regulations

S.L. 370.35 – Local Central Counterparties Access Regulations

S.L. 370.36 – Position Limits and Position Management Controls in Commodity Derivatives and Reporting Regulations

S.L. 370.37 – Data Reporting Services Regulations

L.N. 136 of 2022 – Data Reporting Services (Amendment) Regulations, 2022

User Guidelines – L.N. 136 of 2022

S.L. 370.38 – Algorithmic Trading Regulations

S.L. 370.39 – Multilateral Trading Facilities and Organised Trading Facilities Regulations

S.L. 370.40 – Investment Services Act and Banking Act (MiFID and MiFIR Administrative Penalties, Measures and Investigatory Powers) Regulations

S.L. 370.41 – Markets in Financial Instruments Regulations

S.L. 370.42 – Investment Services Act (Tied Agents) Regulations

S.L. 370.43 – Investment Services Act (Provision of Investment Services and Activities by Third-Country Firms) Regulations

L.N. 58 of 2022 – Investment Services Act (Provision of Investment Services and Activities by Third-Country Firms) (Amendment) Regulations, 2022 (L.N. 21 of 2022) – Commencement Notice

S.L. 370.44 – Investment Services Act (Money Market Funds) Regulations

S.L. 370.46 – Investment Services Act (Supervisory Consolidation) (Capital Requirements Directive) Regulations

S.L. 370.47 – Investment Services Act (Supervisory Review Investment Firms Directive) Regulations

S.L. 370.49 – Supervisory Consolidation (Investment Firms Directive) Regulations

S.L. 370.50 – Investment Services Act (Cross-Border Distribution of Funds) Regulations

S.L. 371.15 – Supervisory Consolidation Regulations

L.N. 37 of 2022 – Investment Services Act (Supervisory Consolidation) (Capital Requirements Directive) Regulations, 2021 (L.N. 495 of 2021) (S.L. 370.46) – Commencement Notice

L.N. 29 of 2022 – Investment Services Act (Supervisory Consolidation) (Capital Requirements Directive) (Amendment) Regulations, 2022

L.N. 56 of 2022 – Investment Services Act (Supervisory Consolidation) (Capital Requirements Directive) (Amendment) Regulations, 2022 (L.N. 29 of 2022) – Commencement Notice

L.N. 61 of 2022 – Supervisory Consolidation (Investment Firms Directive) Regulations, 2022 (L.N. 24 of 2022) (S.L. 370.49) – Commencement Notice

S.L. 371.19 – Investment Services Act and Banking Act (MiFID and MiFIR Administrative Penalties, Measures and Investigatory Powers) Regulations

L.N. 135 of 2022 – Investment Services Act and Banking Act (MiFID and MiFIR Administrative Penalties, Measures and Investigatory Powers) (Amendment) Regulations, 2022

User Guidelines – L.N. 135 of 2022

L.N. 22 of 2022 – Investment Services Act (Supervisory Review Investment Firms Directive) Regulations, 2022

L.N. 23 of 2022 – Investment Firms Directive (Administrative Penalties, Measures And Investigatory Powers) Regulations, 2022

L.N. 60 of 2022 – Investment Firms Directive (Administrative Penalties, Measures And Investigatory Powers) Regulations, 2022 (L.N. 23 of 2022) (S.L. 370.48) – Commencement Notice

Fund Managers

In this section you will find the Acts of Parliament which lay down the framework of the regulatory regime applicable to investment firms. These provide for the regulatory structure for the supervision of these entities and include, amongst others, the powers of the Authority to grant, refuse, cancel and suspend licences issued to investment firms and to impose sanctions on these entities in specific circumstances. These would also contain enabling clauses allowing the Minister responsible for the regulation of financial services to issue subsidiary legislation as well as the MFSA, as competent authority, to issue Rules to further supplement the provisions in the main Act.

Subsidiary Legislation

L.N. 32 of 2025 – Investment Services Act (Notified CISs) (Amendment) Regulations, 2025

L.N. 30 of 2025 – Investment Services Act (Special Limited Partnership Funds) Regulations, 2025

S.L. 370.02 – Investment Services Act (Exemption) Regulations

L.N. 62 of 2022 – Investment Services Act (Fees) (Amendment) Regulations, 2022 (L.N. 20 of 2022) – Commencement Notice

L.N. 370 of 2024 – Investment Services Act (Fees) Regulations, 2024

L.N. 367 of 2024 – Financial Markets (Fees) Regulations, 2024

S.L. 370.04 – Investment Services Act (Prospectus of Collective Investment Schemes) Regulations

L.N. 31 of 2025 – Investment Services Act (Prospectus of Collective Investment Schemes)(Amendment) Regulations, 2025

S.L. 370.05 – Investment Services Act (Control of Assets) Regulations

S.L. 370.06 – Investment Services Act (Recognition of Private Collective Investment Schemes) Regulations

S.L. 370.08 – Investment Services Act (Investment Advertisements and Prospectus Exemption) Regulations

S.L. 370.09 – Investor Compensation Scheme Regulations

S.L. 370.10 – European Passport Rights for Investment Firms Regulations

L.N 145 of 2023 – European Passport Rights for Investment Firms (Amendment) Regulations, 2023

S.L. 370.12 – Investment Services Act (Performance Fees) Regulations

S.L. 370.13 – European Passport Rights for Persons Operating Multilateral Trading Facilities Regulations

S.L. 370.14 – Investments Services Act (Tied Agents) Regulations

S.L. 370.15 – Investment Services Act (Supervisory Review) Regulations

L.N. 57 of 2022 – Investment Services Act (Supervisory Review) (Amendment) Regulations, 2022 (L.N. 30 of 2022) – Commencement Notice

S.L. 370.16 – Investment Services Act (Contractual Funds) Regulations

S.L. 370.18 – Investment Services Act (Marketing of UCITS) Regulations

S.L. 370.19 – Investment Services Act (UCITS Mergers) Regulations

S.L. 370.20 – Investment Services Act (UCITS Management Company Passport) Regulations

L.N. 146 of 2023 – Investment Services Act (UCITS Management Company Passport) (Amendment) Regulations, 2023

S.L. 370.21 – Investment Services Act (Marketing of Alternative Investment Funds) Regulations

S.L. 370.22 – Investment Services Act (Alternative Investment Fund Manager) (Passport) Regulations

L.N. 147 of 2023 – Investment Services Act (Alternative Investment Fund Manager) (Passport) (Amendment) Regulations, 2023

S.L. 370.23 – Investment Services Act (Alternative Investment Fund Managers) Regulations

S.L. 370.24 – Investment Services Act (Alternative Investment Fund Manager) (Third Country) Regulations

S.L. 370.25 – CRD (Administrative Penalties, Measures and Investigatory Powers) Regulations

L.N. 31 of 2022 – CRD (Administrative Penalties, Measures and Investigatory Powers) (Amendment) Regulations, 2022

L.N. 55 of 2022 – CRD (Administrative Penalties, Measures and Investigatory Powers) (Amendment) Regulations, 2022 (L.N. 31 of 2022) – Commencement Notice

S.L. 370.26 – Investment Services Act (European Venture Capital Funds) Regulations

S.L. 370.27 – Investment Services Act (European Social Entrepreneurship Funds) Regulations

S.L. 370.28 – Investment Services Act (Access to Emissions Allowance Auction) Regulations

S.L. 370.29 – Over-Reliance on Credit Rating Regulations

S.L. 370.30 – Investment Firms (Reorganisation and Winding-up) Regulations

S.L. 370.31 – Investment Services Act (European Long-Term Investment Funds) Regulations

S.L. 370.32 – Investment Services Act (Custodians of Collective Investment Schemes) Regulations

S.L. 370.33 – Investment Services Act (UCITS Administrative Penalties, Measures and Investigatory Powers) Regulations

S.L. 370.34 – Investment Services Act (List of Notified AIFs) Regulations

S.L. 370.35 – Local Central Counterparties Access Regulations

S.L. 370.36 – Position Limits and Position Management Controls in Commodity Derivatives and Reporting Regulations

S.L. 370.37 – Data Reporting Services Regulations

L.N. 136 of 2022 – Data Reporting Services (Amendment) Regulations, 2022

User Guidelines – L.N. 136 of 2022

S.L. 370.38 – Algorithmic Trading Regulations

S.L. 370.39 – Multilateral Trading Facilities and Organised Trading Facilities Regulations

S.L. 370.40 – Investment Services Act and Banking Act (MiFID and MiFIR Administrative Penalties, Measures and Investigatory Powers) Regulations

S.L. 370.41 – Markets in Financial Instruments Regulations

S.L. 370.42 – Investment Services Act (Tied Agents) Regulations

S.L. 370.43 – Investment Services Act (Provision of Investment Services and Activities by Third-Country Firms) Regulations

L.N. 58 of 2022 – Investment Services Act (Provision of Investment Services and Activities by Third-Country Firms) (Amendment) Regulations, 2022 (L.N. 21 of 2022) – Commencement Notice

S.L. 370.44 – Investment Services Act (Money Market Funds) Regulations

S.L. 370.46 – Investment Services Act (Supervisory Consolidation) (Capital Requirements Directive) Regulations

S.L. 370.47 – Investment Services Act (Supervisory Review Investment Firms Directive) Regulations

S.L. 370.49 – Supervisory Consolidation (Investment Firms Directive) Regulations

S.L. 370.50 – Investment Services Act (Cross-Border Distribution of Funds) Regulations

S.L. 371.15 – Supervisory Consolidation Regulations

L.N. 37 of 2022 – Investment Services Act (Supervisory Consolidation) (Capital Requirements Directive) Regulations, 2021 (L.N. 495 of 2021) (S.L. 370.46) – Commencement Notice

L.N. 29 of 2022 – Investment Services Act (Supervisory Consolidation) (Capital Requirements Directive) (Amendment) Regulations, 2022

L.N. 56 of 2022 – Investment Services Act (Supervisory Consolidation) (Capital Requirements Directive) (Amendment) Regulations, 2022 (L.N. 29 of 2022) – Commencement Notice

L.N. 61 of 2022 – Supervisory Consolidation (Investment Firms Directive) Regulations, 2022 (L.N. 24 of 2022) (S.L. 370.49) – Commencement Notice

S.L. 371.19 – Investment Services Act and Banking Act (MiFID and MiFIR Administrative Penalties, Measures and Investigatory Powers) Regulations

L.N. 135 of 2022 – Investment Services Act and Banking Act (MiFID and MiFIR Administrative Penalties, Measures and Investigatory Powers) (Amendment) Regulations, 2022

User Guidelines – L.N. 135 of 2022

L.N. 22 of 2022 – Investment Services Act (Supervisory Review Investment Firms Directive) Regulations, 2022

L.N. 23 of 2022 – Investment Firms Directive (Administrative Penalties, Measures And Investigatory Powers) Regulations, 2022

L.N. 60 of 2022 – Investment Firms Directive (Administrative Penalties, Measures And Investigatory Powers) Regulations, 2022 (L.N. 23 of 2022) (S.L. 370.48) – Commencement Notice

Custodians / Depositaries

In this section you will find the Acts of Parliament which lay down the framework of the regulatory regime applicable to investment firms. These provide for the regulatory structure for the supervision of these entities and include, amongst others, the powers of the Authority to grant, refuse, cancel and suspend licences issued to investment firms and to impose sanctions on these entities in specific circumstances. These would also contain enabling clauses allowing the Minister responsible for the regulation of financial services to issue subsidiary legislation as well as the MFSA, as competent authority, to issue Rules to further supplement the provisions in the main Act.

Subsidiary Legislation

L.N. 32 of 2025 – Investment Services Act (Notified CISs) (Amendment) Regulations, 2025

L.N. 30 of 2025 – Investment Services Act (Special Limited Partnership Funds) Regulations, 2025

S.L. 370.02 – Investment Services Act (Exemption) Regulations

L.N. 62 of 2022 – Investment Services Act (Fees) (Amendment) Regulations, 2022 (L.N. 20 of 2022) – Commencement Notice

L.N. 370 of 2024 – Investment Services Act (Fees) Regulations, 2024

L.N. 367 of 2024 – Financial Markets (Fees) Regulations, 2024

S.L. 370.04 – Investment Services Act (Prospectus of Collective Investment Schemes) Regulations

L.N. 31 of 2025 – Investment Services Act (Prospectus of Collective Investment Schemes)(Amendment) Regulations, 2025

S.L. 370.05 – Investment Services Act (Control of Assets) Regulations

S.L. 370.06 – Investment Services Act (Recognition of Private Collective Investment Schemes) Regulations

S.L. 370.08 – Investment Services Act (Investment Advertisements and Prospectus Exemption) Regulations

S.L. 370.09 – Investor Compensation Scheme Regulations

S.L. 370.10 – European Passport Rights for Investment Firms Regulations

L.N 145 of 2023 – European Passport Rights for Investment Firms (Amendment) Regulations, 2023

S.L. 370.12 – Investment Services Act (Performance Fees) Regulations

S.L. 370.13 – European Passport Rights for Persons Operating Multilateral Trading Facilities Regulations

S.L. 370.14 – Investments Services Act (Tied Agents) Regulations

S.L. 370.15 – Investment Services Act (Supervisory Review) Regulations

L.N. 57 of 2022 – Investment Services Act (Supervisory Review) (Amendment) Regulations, 2022 (L.N. 30 of 2022) – Commencement Notice

S.L. 370.16 – Investment Services Act (Contractual Funds) Regulations

S.L. 370.18 – Investment Services Act (Marketing of UCITS) Regulations

S.L. 370.19 – Investment Services Act (UCITS Mergers) Regulations

S.L. 370.20 – Investment Services Act (UCITS Management Company Passport) Regulations

L.N. 146 of 2023 – Investment Services Act (UCITS Management Company Passport) (Amendment) Regulations, 2023

S.L. 370.21 – Investment Services Act (Marketing of Alternative Investment Funds) Regulations

S.L. 370.22 – Investment Services Act (Alternative Investment Fund Manager) (Passport) Regulations

L.N. 147 of 2023 – Investment Services Act (Alternative Investment Fund Manager) (Passport) (Amendment) Regulations, 2023

S.L. 370.23 – Investment Services Act (Alternative Investment Fund Managers) Regulations

S.L. 370.24 – Investment Services Act (Alternative Investment Fund Manager) (Third Country) Regulations

S.L. 370.25 – CRD (Administrative Penalties, Measures and Investigatory Powers) Regulations

L.N. 31 of 2022 – CRD (Administrative Penalties, Measures and Investigatory Powers) (Amendment) Regulations, 2022

L.N. 55 of 2022 – CRD (Administrative Penalties, Measures and Investigatory Powers) (Amendment) Regulations, 2022 (L.N. 31 of 2022) – Commencement Notice

S.L. 370.26 – Investment Services Act (European Venture Capital Funds) Regulations

S.L. 370.27 – Investment Services Act (European Social Entrepreneurship Funds) Regulations

S.L. 370.28 – Investment Services Act (Access to Emissions Allowance Auction) Regulations

S.L. 370.29 – Over-Reliance on Credit Rating Regulations

S.L. 370.30 – Investment Firms (Reorganisation and Winding-up) Regulations

S.L. 370.31 – Investment Services Act (European Long-Term Investment Funds) Regulations

S.L. 370.32 – Investment Services Act (Custodians of Collective Investment Schemes) Regulations

S.L. 370.33 – Investment Services Act (UCITS Administrative Penalties, Measures and Investigatory Powers) Regulations

S.L. 370.34 – Investment Services Act (List of Notified AIFs) Regulations

S.L. 370.35 – Local Central Counterparties Access Regulations

S.L. 370.36 – Position Limits and Position Management Controls in Commodity Derivatives and Reporting Regulations

S.L. 370.37 – Data Reporting Services Regulations

L.N. 136 of 2022 – Data Reporting Services (Amendment) Regulations, 2022

User Guidelines – L.N. 136 of 2022

S.L. 370.38 – Algorithmic Trading Regulations

S.L. 370.39 – Multilateral Trading Facilities and Organised Trading Facilities Regulations

S.L. 370.40 – Investment Services Act and Banking Act (MiFID and MiFIR Administrative Penalties, Measures and Investigatory Powers) Regulations

S.L. 370.41 – Markets in Financial Instruments Regulations

S.L. 370.42 – Investment Services Act (Tied Agents) Regulations

S.L. 370.43 – Investment Services Act (Provision of Investment Services and Activities by Third-Country Firms) Regulations

L.N. 58 of 2022 – Investment Services Act (Provision of Investment Services and Activities by Third-Country Firms) (Amendment) Regulations, 2022 (L.N. 21 of 2022) – Commencement Notice

S.L. 370.44 – Investment Services Act (Money Market Funds) Regulations

S.L. 370.46 – Investment Services Act (Supervisory Consolidation) (Capital Requirements Directive) Regulations

S.L. 370.47 – Investment Services Act (Supervisory Review Investment Firms Directive) Regulations

S.L. 370.49 – Supervisory Consolidation (Investment Firms Directive) Regulations

S.L. 370.50 – Investment Services Act (Cross-Border Distribution of Funds) Regulations

S.L. 371.15 – Supervisory Consolidation Regulations

L.N. 37 of 2022 – Investment Services Act (Supervisory Consolidation) (Capital Requirements Directive) Regulations, 2021 (L.N. 495 of 2021) (S.L. 370.46) – Commencement Notice

L.N. 29 of 2022 – Investment Services Act (Supervisory Consolidation) (Capital Requirements Directive) (Amendment) Regulations, 2022

L.N. 56 of 2022 – Investment Services Act (Supervisory Consolidation) (Capital Requirements Directive) (Amendment) Regulations, 2022 (L.N. 29 of 2022) – Commencement Notice

L.N. 61 of 2022 – Supervisory Consolidation (Investment Firms Directive) Regulations, 2022 (L.N. 24 of 2022) (S.L. 370.49) – Commencement Notice

S.L. 371.19 – Investment Services Act and Banking Act (MiFID and MiFIR Administrative Penalties, Measures and Investigatory Powers) Regulations

L.N. 135 of 2022 – Investment Services Act and Banking Act (MiFID and MiFIR Administrative Penalties, Measures and Investigatory Powers) (Amendment) Regulations, 2022

User Guidelines – L.N. 135 of 2022

L.N. 22 of 2022 – Investment Services Act (Supervisory Review Investment Firms Directive) Regulations, 2022

L.N. 23 of 2022 – Investment Firms Directive (Administrative Penalties, Measures And Investigatory Powers) Regulations, 2022

L.N. 60 of 2022 – Investment Firms Directive (Administrative Penalties, Measures And Investigatory Powers) Regulations, 2022 (L.N. 23 of 2022) (S.L. 370.48) – Commencement Notice

Funds

Subsidiary Legislation

L.N. 32 of 2025 – Investment Services Act (Notified CISs) (Amendment) Regulations, 2025

L.N. 30 of 2025 – Investment Services Act (Special Limited Partnership Funds) Regulations, 2025

S.L. 370.02 – Investment Services Act (Exemption) Regulations

L.N. 62 of 2022 – Investment Services Act (Fees) (Amendment) Regulations, 2022 (L.N. 20 of 2022) – Commencement Notice

L.N. 370 of 2024 – Investment Services Act (Fees) Regulations, 2024

L.N. 367 of 2024 – Financial Markets (Fees) Regulations, 2024

S.L. 370.04 – Investment Services Act (Prospectus of Collective Investment Schemes) Regulations

L.N. 31 of 2025 – Investment Services Act (Prospectus of Collective Investment Schemes)(Amendment) Regulations, 2025

S.L. 370.05 – Investment Services Act (Control of Assets) Regulations

S.L. 370.06 – Investment Services Act (Recognition of Private Collective Investment Schemes) Regulations

S.L. 370.08 – Investment Services Act (Investment Advertisements and Prospectus Exemption) Regulations

S.L. 370.09 – Investor Compensation Scheme Regulations

S.L. 370.10 – European Passport Rights for Investment Firms Regulations

L.N 145 of 2023 – European Passport Rights for Investment Firms (Amendment) Regulations, 2023

S.L. 370.12 – Investment Services Act (Performance Fees) Regulations

S.L. 370.13 – European Passport Rights for Persons Operating Multilateral Trading Facilities Regulations

S.L. 370.14 – Investments Services Act (Tied Agents) Regulations

S.L. 370.15 – Investment Services Act (Supervisory Review) Regulations

L.N. 57 of 2022 – Investment Services Act (Supervisory Review) (Amendment) Regulations, 2022 (L.N. 30 of 2022) – Commencement Notice

S.L. 370.16 – Investment Services Act (Contractual Funds) Regulations

S.L. 370.18 – Investment Services Act (Marketing of UCITS) Regulations

S.L. 370.19 – Investment Services Act (UCITS Mergers) Regulations

S.L. 370.20 – Investment Services Act (UCITS Management Company Passport) Regulations

L.N. 146 of 2023 – Investment Services Act (UCITS Management Company Passport) (Amendment) Regulations, 2023

S.L. 370.21 – Investment Services Act (Marketing of Alternative Investment Funds) Regulations

S.L. 370.22 – Investment Services Act (Alternative Investment Fund Manager) (Passport) Regulations

L.N. 147 of 2023 – Investment Services Act (Alternative Investment Fund Manager) (Passport) (Amendment) Regulations, 2023

S.L. 370.23 – Investment Services Act (Alternative Investment Fund Managers) Regulations

S.L. 370.24 – Investment Services Act (Alternative Investment Fund Manager) (Third Country) Regulations

S.L. 370.25 – CRD (Administrative Penalties, Measures and Investigatory Powers) Regulations

L.N. 31 of 2022 – CRD (Administrative Penalties, Measures and Investigatory Powers) (Amendment) Regulations, 2022

L.N. 55 of 2022 – CRD (Administrative Penalties, Measures and Investigatory Powers) (Amendment) Regulations, 2022 (L.N. 31 of 2022) – Commencement Notice

S.L. 370.26 – Investment Services Act (European Venture Capital Funds) Regulations

S.L. 370.27 – Investment Services Act (European Social Entrepreneurship Funds) Regulations

S.L. 370.28 – Investment Services Act (Access to Emissions Allowance Auction) Regulations

S.L. 370.29 – Over-Reliance on Credit Rating Regulations

S.L. 370.30 – Investment Firms (Reorganisation and Winding-up) Regulations

S.L. 370.31 – Investment Services Act (European Long-Term Investment Funds) Regulations

S.L. 370.32 – Investment Services Act (Custodians of Collective Investment Schemes) Regulations

S.L. 370.33 – Investment Services Act (UCITS Administrative Penalties, Measures and Investigatory Powers) Regulations

S.L. 370.34 – Investment Services Act (List of Notified AIFs) Regulations

S.L. 370.35 – Local Central Counterparties Access Regulations

S.L. 370.36 – Position Limits and Position Management Controls in Commodity Derivatives and Reporting Regulations

S.L. 370.37 – Data Reporting Services Regulations

L.N. 136 of 2022 – Data Reporting Services (Amendment) Regulations, 2022

User Guidelines – L.N. 136 of 2022

S.L. 370.38 – Algorithmic Trading Regulations

S.L. 370.39 – Multilateral Trading Facilities and Organised Trading Facilities Regulations

S.L. 370.40 – Investment Services Act and Banking Act (MiFID and MiFIR Administrative Penalties, Measures and Investigatory Powers) Regulations

S.L. 370.41 – Markets in Financial Instruments Regulations

S.L. 370.42 – Investment Services Act (Tied Agents) Regulations

S.L. 370.43 – Investment Services Act (Provision of Investment Services and Activities by Third-Country Firms) Regulations

L.N. 58 of 2022 – Investment Services Act (Provision of Investment Services and Activities by Third-Country Firms) (Amendment) Regulations, 2022 (L.N. 21 of 2022) – Commencement Notice

S.L. 370.44 – Investment Services Act (Money Market Funds) Regulations

S.L. 370.46 – Investment Services Act (Supervisory Consolidation) (Capital Requirements Directive) Regulations

S.L. 370.47 – Investment Services Act (Supervisory Review Investment Firms Directive) Regulations

S.L. 370.49 – Supervisory Consolidation (Investment Firms Directive) Regulations

S.L. 370.50 – Investment Services Act (Cross-Border Distribution of Funds) Regulations

S.L. 371.15 – Supervisory Consolidation Regulations

L.N. 37 of 2022 – Investment Services Act (Supervisory Consolidation) (Capital Requirements Directive) Regulations, 2021 (L.N. 495 of 2021) (S.L. 370.46) – Commencement Notice

L.N. 29 of 2022 – Investment Services Act (Supervisory Consolidation) (Capital Requirements Directive) (Amendment) Regulations, 2022

L.N. 56 of 2022 – Investment Services Act (Supervisory Consolidation) (Capital Requirements Directive) (Amendment) Regulations, 2022 (L.N. 29 of 2022) – Commencement Notice

L.N. 61 of 2022 – Supervisory Consolidation (Investment Firms Directive) Regulations, 2022 (L.N. 24 of 2022) (S.L. 370.49) – Commencement Notice

S.L. 371.19 – Investment Services Act and Banking Act (MiFID and MiFIR Administrative Penalties, Measures and Investigatory Powers) Regulations

L.N. 135 of 2022 – Investment Services Act and Banking Act (MiFID and MiFIR Administrative Penalties, Measures and Investigatory Powers) (Amendment) Regulations, 2022

User Guidelines – L.N. 135 of 2022

L.N. 22 of 2022 – Investment Services Act (Supervisory Review Investment Firms Directive) Regulations, 2022

L.N. 23 of 2022 – Investment Firms Directive (Administrative Penalties, Measures And Investigatory Powers) Regulations, 2022

L.N. 60 of 2022 – Investment Firms Directive (Administrative Penalties, Measures And Investigatory Powers) Regulations, 2022 (L.N. 23 of 2022) (S.L. 370.48) – Commencement Notice

Recognised Persons

Subsidiary Legislation

L.N. 32 of 2025 – Investment Services Act (Notified CISs) (Amendment) Regulations, 2025

L.N. 30 of 2025 – Investment Services Act (Special Limited Partnership Funds) Regulations, 2025

S.L. 370.02 – Investment Services Act (Exemption) Regulations

L.N. 62 of 2022 – Investment Services Act (Fees) (Amendment) Regulations, 2022 (L.N. 20 of 2022) – Commencement Notice

L.N. 370 of 2024 – Investment Services Act (Fees) Regulations, 2024

L.N. 367 of 2024 – Financial Markets (Fees) Regulations, 2024

S.L. 370.04 – Investment Services Act (Prospectus of Collective Investment Schemes) Regulations

L.N. 31 of 2025 – Investment Services Act (Prospectus of Collective Investment Schemes)(Amendment) Regulations, 2025

S.L. 370.05 – Investment Services Act (Control of Assets) Regulations

S.L. 370.06 – Investment Services Act (Recognition of Private Collective Investment Schemes) Regulations

S.L. 370.08 – Investment Services Act (Investment Advertisements and Prospectus Exemption) Regulations

S.L. 370.09 – Investor Compensation Scheme Regulations

S.L. 370.10 – European Passport Rights for Investment Firms Regulations

L.N 145 of 2023 – European Passport Rights for Investment Firms (Amendment) Regulations, 2023

S.L. 370.12 – Investment Services Act (Performance Fees) Regulations

S.L. 370.13 – European Passport Rights for Persons Operating Multilateral Trading Facilities Regulations

S.L. 370.14 – Investments Services Act (Tied Agents) Regulations

S.L. 370.15 – Investment Services Act (Supervisory Review) Regulations

L.N. 57 of 2022 – Investment Services Act (Supervisory Review) (Amendment) Regulations, 2022 (L.N. 30 of 2022) – Commencement Notice

S.L. 370.16 – Investment Services Act (Contractual Funds) Regulations

S.L. 370.18 – Investment Services Act (Marketing of UCITS) Regulations

S.L. 370.19 – Investment Services Act (UCITS Mergers) Regulations

S.L. 370.20 – Investment Services Act (UCITS Management Company Passport) Regulations

L.N. 146 of 2023 – Investment Services Act (UCITS Management Company Passport) (Amendment) Regulations, 2023

S.L. 370.21 – Investment Services Act (Marketing of Alternative Investment Funds) Regulations

S.L. 370.22 – Investment Services Act (Alternative Investment Fund Manager) (Passport) Regulations

L.N. 147 of 2023 – Investment Services Act (Alternative Investment Fund Manager) (Passport) (Amendment) Regulations, 2023

S.L. 370.23 – Investment Services Act (Alternative Investment Fund Managers) Regulations

S.L. 370.24 – Investment Services Act (Alternative Investment Fund Manager) (Third Country) Regulations

S.L. 370.25 – CRD (Administrative Penalties, Measures and Investigatory Powers) Regulations

L.N. 31 of 2022 – CRD (Administrative Penalties, Measures and Investigatory Powers) (Amendment) Regulations, 2022

L.N. 55 of 2022 – CRD (Administrative Penalties, Measures and Investigatory Powers) (Amendment) Regulations, 2022 (L.N. 31 of 2022) – Commencement Notice

S.L. 370.26 – Investment Services Act (European Venture Capital Funds) Regulations

S.L. 370.27 – Investment Services Act (European Social Entrepreneurship Funds) Regulations

S.L. 370.28 – Investment Services Act (Access to Emissions Allowance Auction) Regulations

S.L. 370.29 – Over-Reliance on Credit Rating Regulations

S.L. 370.30 – Investment Firms (Reorganisation and Winding-up) Regulations

S.L. 370.31 – Investment Services Act (European Long-Term Investment Funds) Regulations

S.L. 370.32 – Investment Services Act (Custodians of Collective Investment Schemes) Regulations

S.L. 370.33 – Investment Services Act (UCITS Administrative Penalties, Measures and Investigatory Powers) Regulations

S.L. 370.34 – Investment Services Act (List of Notified AIFs) Regulations

S.L. 370.35 – Local Central Counterparties Access Regulations

S.L. 370.36 – Position Limits and Position Management Controls in Commodity Derivatives and Reporting Regulations

S.L. 370.37 – Data Reporting Services Regulations

L.N. 136 of 2022 – Data Reporting Services (Amendment) Regulations, 2022

User Guidelines – L.N. 136 of 2022

S.L. 370.38 – Algorithmic Trading Regulations

S.L. 370.39 – Multilateral Trading Facilities and Organised Trading Facilities Regulations

S.L. 370.40 – Investment Services Act and Banking Act (MiFID and MiFIR Administrative Penalties, Measures and Investigatory Powers) Regulations

S.L. 370.41 – Markets in Financial Instruments Regulations

S.L. 370.42 – Investment Services Act (Tied Agents) Regulations

S.L. 370.43 – Investment Services Act (Provision of Investment Services and Activities by Third-Country Firms) Regulations

L.N. 58 of 2022 – Investment Services Act (Provision of Investment Services and Activities by Third-Country Firms) (Amendment) Regulations, 2022 (L.N. 21 of 2022) – Commencement Notice

S.L. 370.44 – Investment Services Act (Money Market Funds) Regulations

S.L. 370.46 – Investment Services Act (Supervisory Consolidation) (Capital Requirements Directive) Regulations

S.L. 370.47 – Investment Services Act (Supervisory Review Investment Firms Directive) Regulations

S.L. 370.49 – Supervisory Consolidation (Investment Firms Directive) Regulations

S.L. 370.50 – Investment Services Act (Cross-Border Distribution of Funds) Regulations

S.L. 371.15 – Supervisory Consolidation Regulations

L.N. 37 of 2022 – Investment Services Act (Supervisory Consolidation) (Capital Requirements Directive) Regulations, 2021 (L.N. 495 of 2021) (S.L. 370.46) – Commencement Notice

L.N. 29 of 2022 – Investment Services Act (Supervisory Consolidation) (Capital Requirements Directive) (Amendment) Regulations, 2022

L.N. 56 of 2022 – Investment Services Act (Supervisory Consolidation) (Capital Requirements Directive) (Amendment) Regulations, 2022 (L.N. 29 of 2022) – Commencement Notice

L.N. 61 of 2022 – Supervisory Consolidation (Investment Firms Directive) Regulations, 2022 (L.N. 24 of 2022) (S.L. 370.49) – Commencement Notice

S.L. 371.19 – Investment Services Act and Banking Act (MiFID and MiFIR Administrative Penalties, Measures and Investigatory Powers) Regulations

L.N. 135 of 2022 – Investment Services Act and Banking Act (MiFID and MiFIR Administrative Penalties, Measures and Investigatory Powers) (Amendment) Regulations, 2022

User Guidelines – L.N. 135 of 2022

L.N. 22 of 2022 – Investment Services Act (Supervisory Review Investment Firms Directive) Regulations, 2022

L.N. 23 of 2022 – Investment Firms Directive (Administrative Penalties, Measures And Investigatory Powers) Regulations, 2022

L.N. 60 of 2022 – Investment Firms Directive (Administrative Penalties, Measures And Investigatory Powers) Regulations, 2022 (L.N. 23 of 2022) (S.L. 370.48) – Commencement Notice